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Results: 1-10 of 232

Inside the courts - September 2014

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • September 16 2014

This issue of Inside the Courts, Skadden’s securities litigation newsletter, includes summaries and associated court opinions of selected cases

Disclosure obligations of financial services licensees: a refresher and some recent insights

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • September 9 2014

As we notice an upturn in regulatory scrutiny of the financial services industry, and see a degree of focus on the adequacy of breach reporting by

Structuring high-yield transactions

  • Baker & McKenzie
  • -
  • Global
  • -
  • August 8 2014

This chapter on structuring high-yield transactions is an excerpt from the book Understanding High-Yield Bonds, a helpful guide for professionals

Clawback: possession is no longer nine-tenths of the law!

  • Squire Patton Boggs
  • -
  • United Kingdom
  • -
  • July 31 2014

Bankers working in the UK will be the first group of employees subject to mandatory clawback requirements in relation to their vested variable

EU political update: 28 July - 1 August 2014

  • Clifford Chance LLP
  • -
  • European Union
  • -
  • July 28 2014

On 23 July 2014, the Council of the European Union adopted a Regulation relating to electronic cross border transactions. The new Regulation: lays

International regulatory update - 21 25 July 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • -
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

Luxembourg legal update - July 2014

  • Clifford Chance LLP
  • -
  • European Union, Luxembourg
  • -
  • July 10 2014

The Single Supervisory Mechanism (SSM) Framework Regulation that was published in the Official Journal on 14 May 2014 has entered into force on 15 May

A more aggressive ASIC? Senate report heavily criticises ASIC’s performance

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • June 27 2014

The Senate Economic Reference Committee yesterday afternoon released a highly critical review of ASIC’s performance, labelling ASIC a “timid

Financial services update June 23 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 23 2014

Rules of Practice for Issuance of Temporary Cease-and-Desist Orders. 79 FR34622. Federal Deposit Insurance Corporation July

This week at the UK regulators - 23 June 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most