Search results

Order by most recent / most popular / relevance

Results: 1-10 of 4,580

Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

Duane Morris LLP
-
USA
-
May 14 2013

On May 7, 2013, the U.S. Attorney's Office for the Southern District of New York (SDNY) unsealed extraordinary criminal charges against two

PPSA model clauses for a general security agreement

King & Wood Mallesons
-
Australia
-
May 16 2013

Since before the operational commencement of the Personal Property Securities Act 2009 (Cth) ("PPSA") in January 2012, and certainly since then, law

Financial services legislative and regulatory issues update May 20

Mintz Levin Cohn Ferris Glovsky and Popeo PC
-
USA
-
May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

OSFI’s new expectations with respect to the governance of federally-regulated financial institutions

Lavery de Billy LLP
-
Canada
-
March 20 2013

The quality of corporate governance practices increasingly represents a key factor to maintaining the trust of depositors, policyholders and most

This week at the UK regulators - 7 May 2013

Clifford Chance LLP
-
United Kingdom
-
May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Morrison & Foerster LLP
-
USA
-
May 15 2013

Last week, the U.S. Department of Justice (DOJ) announced the indictment of two employees of a U.S. broker-dealer, Direct Access Partners, and a

Equator Principles III is approved and launched new trends and a strategy rethink

Norton Rose Canada LLP
-
Global
-
May 18 2013

The Equator Principles (EP) is an agreement amongst 76 global financial institutions (known as EP Financial Institutions or EPFI) to apply

Financial services legislative and regulatory update

Mintz Levin Cohn Ferris Glovsky and Popeo PC
-
USA
-
May 13 2013

What had been a relatively quiet week, where until Friday it seemed like the biggest news was that Treasury Secretary Jack Lew was working on his

Debt traders beware: the SEC is watching

Winston & Strawn LLP
-
USA
-
May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt

FCA update on its status disclosure rules

RPC
-
United Kingdom
-
May 14 2013

On 1 May 2013, the Financial Conduct Authority (FCA) published a press release to clarify the 12 month transitional period for authorised firms to

next >

Search results

Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

PPSA model clauses for a general security agreement

Financial services legislative and regulatory issues update May 20

OSFI’s new expectations with respect to the governance of federally-regulated financial institutions

This week at the UK regulators - 7 May 2013

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Equator Principles III is approved and launched new trends and a strategy rethink

Financial services legislative and regulatory update

Debt traders beware: the SEC is watching

FCA update on its status disclosure rules

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea