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Results: 1-10 of 95

CoCos go pop!

  • RPC
  • -
  • United Kingdom
  • -
  • August 5 2014

In the wake of the banking crisis, the Financial Services Act 2012 gave the FCA a range of new and enhanced powers with which to pursue its

Has the FOS decided Lehman's collapse was not foreseeable; or is that too remote a hope?

  • RPC
  • -
  • United Kingdom
  • -
  • July 15 2014

Nearly six years have elapsed since we first saw the iconic photographs of Lehman Brothers' employees filing out of the former bank's worldwide

Enhancing Supervision: how will the FCA's new regulatory model work in the real world?

  • RPC
  • -
  • United Kingdom
  • -
  • July 10 2014

Readers may recall the FSA's 'close supervision' of firms, which could arise after an ARROW visit if significant failings were identified. The FCA

FOS: for free or not for free?

  • RPC
  • -
  • United Kingdom
  • -
  • June 27 2014

Should consumers pay a fee to bring a complaint to FOS? FOS handled 2.3m initial enquiries and complaints from consumers in 20132014. Around one in

Are long stops still a long shot?

  • RPC
  • -
  • United Kingdom
  • -
  • June 25 2014

The long-running debate surrounding long stop time bars rumbles on, with articles appearing in the financial press this week which raise some

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

Osborne keeps up the pressure on the FCA and PRA with enforcement review

  • RPC
  • -
  • United Kingdom
  • -
  • May 20 2014

A month after bringing the Regulator's Code into force as statutory guidance, George Osborne has announced that the Treasury will undertake a major

Government tries to tame the regulators

  • RPC
  • -
  • United Kingdom
  • -
  • April 30 2014

The new Regulators' Code, first published by the aptly named Better Regulation Delivery Office in July 2013, came into statutory force on April 6. It

Deal or no deal: FOS recommends taking legal advice following Clark v In Focus

  • RPC
  • -
  • United Kingdom
  • -
  • March 13 2014

Reacting to the decision in Clark v In Focus, FOS has updated its technical notes to help guide complainants who might have previously sought to top

Co-operation from the Co-op, but more bail-ins to follow?

  • RPC
  • -
  • United Kingdom
  • -
  • July 8 2013

The Co-operative Bank announced in mid-June that it would need to carry out a forced listing of £300m new shares on the London Stock Exchange to fill