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Results: 1-10 of 103

An uneasy contrast for the FCA balancing commercial drive with cultural reform

  • RPC
  • -
  • United Kingdom
  • -
  • December 3 2014

Yesterday's speech delivered by Martin Wheatley has reinforced the FCA's increasingly more collaborative approach to its engagement with financial

Financial litigation roundup - Autumn 2014

  • RPC
  • -
  • Hong Kong, Singapore, United Kingdom
  • -
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded

FCA report on complaints handling more optimistic than many feared

  • RPC
  • -
  • United Kingdom
  • -
  • November 24 2014

The FCA has finally published its report on its review of consumer complaint handling at 15 major retail financial services firms. Despite the

Project Innovate: an incubator for growth?

  • RPC
  • -
  • United Kingdom
  • -
  • October 29 2014

The FCA launched its new Innovation Hub yesterday, with the aim of fostering support to businesses looking to benefit consumers in the financial

Cultural revolution: FCA offers re-education in the provinces

  • RPC
  • -
  • United Kingdom
  • -
  • October 17 2014

In a speech at Mansion House last night, Martin Wheatley announced a masters degree in regulation in conjunction with Henley Business School which, he

FOS is not unfair; it just doesn't apply the law

  • RPC
  • -
  • United Kingdom
  • -
  • October 16 2014

The new CEO of FOS, Caroline Wayman, gave evidence to the Treasury Select Committee yesterday, including (reportedly) in response to a poll that

Is no news always good news? Drop in complaints may hint at conclusions from over-due FCA complaints review

  • RPC
  • -
  • United Kingdom
  • -
  • September 26 2014

The FCA's latest publication of complaints data has revealed a decrease of 5 in the overall number of complaints. Firms will be pleased about the

FOS leaving way open for consumers to seek top-up compensation on complaints, despite court closing “loophole”

  • RPC
  • -
  • United Kingdom
  • -
  • September 8 2014

Financial services companies put at disadvantage as claimants allowed second bite of the cherry; consumers warned court costs could eat up

CoCos go pop!

  • RPC
  • -
  • United Kingdom
  • -
  • August 5 2014

In the wake of the banking crisis, the Financial Services Act 2012 gave the FCA a range of new and enhanced powers with which to pursue its

Has the FOS decided Lehman's collapse was not foreseeable; or is that too remote a hope?

  • RPC
  • -
  • United Kingdom
  • -
  • July 15 2014

Nearly six years have elapsed since we first saw the iconic photographs of Lehman Brothers' employees filing out of the former bank's worldwide