We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 99

Cultural revolution: FCA offers re-education in the provinces

  • RPC
  • -
  • United Kingdom
  • -
  • October 17 2014

In a speech at Mansion House last night, Martin Wheatley announced a masters degree in regulation in conjunction with Henley Business School which, he

FOS is not unfair; it just doesn't apply the law

  • RPC
  • -
  • United Kingdom
  • -
  • October 16 2014

The new CEO of FOS, Caroline Wayman, gave evidence to the Treasury Select Committee yesterday, including (reportedly) in response to a poll that

Is no news always good news? Drop in complaints may hint at conclusions from over-due FCA complaints review

  • RPC
  • -
  • United Kingdom
  • -
  • September 26 2014

The FCA's latest publication of complaints data has revealed a decrease of 5 in the overall number of complaints. Firms will be pleased about the

FOS leaving way open for consumers to seek top-up compensation on complaints, despite court closing “loophole”

  • RPC
  • -
  • United Kingdom
  • -
  • September 8 2014

Financial services companies put at disadvantage as claimants allowed second bite of the cherry; consumers warned court costs could eat up

CoCos go pop!

  • RPC
  • -
  • United Kingdom
  • -
  • August 5 2014

In the wake of the banking crisis, the Financial Services Act 2012 gave the FCA a range of new and enhanced powers with which to pursue its

Has the FOS decided Lehman's collapse was not foreseeable; or is that too remote a hope?

  • RPC
  • -
  • United Kingdom
  • -
  • July 15 2014

Nearly six years have elapsed since we first saw the iconic photographs of Lehman Brothers' employees filing out of the former bank's worldwide

Enhancing Supervision: how will the FCA's new regulatory model work in the real world?

  • RPC
  • -
  • United Kingdom
  • -
  • July 10 2014

Readers may recall the FSA's 'close supervision' of firms, which could arise after an ARROW visit if significant failings were identified. The FCA

FOS: for free or not for free?

  • RPC
  • -
  • United Kingdom
  • -
  • June 27 2014

Should consumers pay a fee to bring a complaint to FOS? FOS handled 2.3m initial enquiries and complaints from consumers in 20132014. Around one in

Are long stops still a long shot?

  • RPC
  • -
  • United Kingdom
  • -
  • June 25 2014

The long-running debate surrounding long stop time bars rumbles on, with articles appearing in the financial press this week which raise some

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold