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FSA publishes new Remuneration Code documents
- Dentons
- -
- United Kingdom
- -
- August 31 2012
FSA has published revised Remuneration Code self-assessment templates and tables
ECON consults on post-LIBOR MAD2
- Dentons
- -
- European Union, United Kingdom
- -
- August 24 2012
Arlene McCarthy, the Economic and Monetary Affairs’(ECON) rapporteur for the Directive on criminal sanctions for market abuse (CMAD) and the market abuse Regulation (MAR) (together MAD2), has opened a public consultation seeking views on several questions that have emerged from the LIBOR scandal
Industry responds on EMIR TS
- Dentons
- -
- European Union, United Kingdom
- -
- August 10 2012
ISDA, the British Bankers' Association (BBA), the Association of Financial Markets in Europe (AFME) and the Italian brokers association have submitted a detailed response to ESMA’s consultation paper and draft TS on EMIR
FSA publishes interest rate hedging warnings
- Dentons
- -
- United Kingdom
- -
- July 6 2012
FSA has published an update on its work and findings relating to the sale of interest rate hedging products
FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
- -
- June 15 2012
FSA’s latest quarterly consultation proposes changes: to give guidance to firms on how to communicate Advanced Measurement Approach (AMA) extensions and changes; to the rules on how to calculate certain counterparty credit risk exposure values; implementing changes to insurance capital requirements following a European Commission review; to give customers of authorised professional firms better protection where those firms carry out non-mainstream regulated activity; to give FSA powers to consider applications to become recognised auction platforms; changing the Listing Rules in respect of cancellation of listings and notification requirements for sponsors; and delaying application of the rules in the Conduct of Business Sourcebook (COBS) 14.4 relating to investment in authorised funds through nominees until 31 December 2013
FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
- -
- April 15 2011
FSA's quarterly consultation includes: changes to the transitional guidance on the Remuneration Code which explains when firms may be able to justify not complying with the requirement to pay 50 of variable remuneration in shares or other non-cash instruments to give firms that are not listed and are not part of a listed group an extra year to comply (taking their latest compliance date to 1 July 2012
FSA makes governance guidance
- Dentons
- -
- United Kingdom
- -
- March 4 2011
FSA has published the final form of its guidance on governance in retail firms, following meetings it held at the end of 2010
FSA consults on reverse stress-testing guidance
- Dentons
- -
- United Kingdom
- -
- March 4 2011
FSA is consulting on guidance on reverse stress-testing under BIPRU
FSA consults on auditor and supervisor cooperation
- Dentons
- -
- United Kingdom
- -
- February 18 2011
FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms
FSA consults on retail governance guidance
- Dentons
- -
- United Kingdom
- -
- February 4 2011
FSA is consulting on industry guidance following feedback on seminars for retail firms
Current Search
- Workarea - Capital Markets
- Workarea - Banking
- Firm Name - Dentons
- Jurisdiction - United Kingdom
- Author - Madeleine de Remusat