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Results: 11-20 of 225

This week at the UK regulators - 3 November 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with

International regulatory update - 20 24 October 2014

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • -
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under

This week at the UK regulators - 28 October 2014

  • Clifford Chance LLP
  • -
  • United Kingdom, USA
  • -
  • October 28 2014

No enforcement actions were concluded last week, although the FCA released details of its decision to impose a financial penalty of over £290,000 and

International regulatory update - 13 17 October 2014

  • Clifford Chance LLP
  • -
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • -
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No

International regulatory update - 06 10 October 2014

  • Clifford Chance LLP
  • -
  • European Union, France, Global, Singapore, South Korea, United Kingdom
  • -
  • October 15 2014

The European Banking Authority (EBA) has launched a consultation on Regulatory Technical Standards (RTS) and guidelines on the conditions for the

This week at the UK regulators - 14 October 2014

  • Clifford Chance LLP
  • -
  • Hong Kong, United Kingdom
  • -
  • October 14 2014

The FCA has followed up the entry of a stockbroking firm into the special administration regime in 2012 with action against the firm and two former

Changes to DFSA client classification regime. Good timing an opportunity to consider proposals through the lens of possible "perimeter" issues raised by the Bank Sarasin judgment

  • Clifford Chance LLP
  • -
  • United Arab Emirates
  • -
  • October 7 2014

The Dubai Financial Service Authority (DFSA) has released a consultation paper outlining proposed changes to the client classification provisions of

International regulatory update - 29 September 3 October 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Netherlands, Qatar, South Korea, United Kingdom
  • -
  • October 7 2014

The European Securities and Markets Authority (ESMA) has published a consultation paper on future guidelines clarifying the definition of derivatives

International regulatory update - 22 26 September 2014

  • Clifford Chance LLP
  • -
  • China, European Union, France, Singapore, United Kingdom
  • -
  • September 30 2014

The European Banking Authority (EBA) has published for consultation the following draft guidelines under the Bank Recovery and Resolution Directive

This week at the UK regulators - 29 September 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded