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Results: 11-20 of 212

This week at the UK regulators - 15 September 2014

  • Clifford Chance LLP
  • -
  • Hong Kong, United Kingdom
  • -
  • September 15 2014

In a week without concluded enforcement or policy developments, the FCA has taken action against individuals associated with a firm suspected to be

Expanded EU sectoral sanctions targeting Russia

  • Clifford Chance LLP
  • -
  • European Union, Russia
  • -
  • September 12 2014

On 12 September 2014, the EU implemented an expanded set of sectoral sanctions targeting Russia. The new sanctions are set out in Council Regulation

International regulatory update - 1 5 September 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Ireland, Japan, Luxembourg, Netherlands, Singapore, South Korea, United Arab Emirates, United Kingdom, USA
  • -
  • September 8 2014

The European Central Bank (ECB) has published the final list of the 120 significant credit institutions whose direct supervision it will assume on 4

This week at the UK regulators - 2 September 2014

  • Clifford Chance LLP
  • -
  • India, United Kingdom, USA
  • -
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and

International regulatory update - 26 29 August 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Global, Hong Kong, India, Malaysia, Netherlands, Poland, Singapore, South Korea, Thailand, United Kingdom
  • -
  • September 2 2014

Regulation (EU) No 9092014 on improving securities settlement in the European Union and on central securities depositories and amending the

This week at the UK regulators - 27 August 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • August 27 2014

Last week was another quiet week at the UK regulators without significant enforcement developments. The only concluded development was the latest

International regulatory update - 18 22 August 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Russia, Ukraine, USA
  • -
  • August 26 2014

The European Central Bank (ECB) has identified four payment systems that are now under the new ECB Regulation on oversight requirements for

Iinternational regulatory update 4 8 August 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Netherlands, Singapore, Thailand, United Kingdom
  • -
  • August 12 2014

The EU Commission has published its review reports on the European System of Financial Supervision (ESFS), consisting of a report on the operation of

This week at the UK regulators - 11 August 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • August 11 2014

In the only publicised concluded enforcement case last week, the FCA imposed a penalty of almost £8.4 million on an insurance firm for failings

International regulatory update 28 July 1 August 2014

  • Clifford Chance LLP
  • -
  • Belgium, China, European Union, Germany, Hong Kong, Russia, Singapore, South Korea, Thailand, Ukraine, United Kingdom, USA
  • -
  • August 4 2014

The Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the