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FinCEN extends due date for certain FBAR filers

Sutherland Asbill & Brennan LLP
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USA
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February 17 2012

On February 14, 2012, the Department of Treasury’s Financial Crimes Enforcement Network issued Notice 2012-1, which extended the filing deadline for both the 2010 and 2011 Report of Foreign Bank and Financial Accounts to June 30, 2013, for certain officers and employees with signature authority but no financial interest in a foreign financial account

FDIC seeks to flex muscles notwithstanding large investigative backlog

Sutherland Asbill & Brennan LLP
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USA
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April 5 2011

In March, the Federal Deposit Insurance Corporation (FDIC) sent clear signals of the aggressive posture it intends to take against the officers and directors of failed and troubled financial institutions, using tools both new and old

Sutherland SECFINRA litigation study shows it sometimes pays to take on regulators

Sutherland Asbill & Brennan LLP
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USA
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March 17 2011

Whenever firms and individuals are faced with SEC and FINRA investigations and enforcement actions, the question is raised about whether it is better to settle or litigate

New whistleblower protections for financial service employees

Sutherland Asbill & Brennan LLP
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USA
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October 1 2010

Much attention has been given to the whistleblower protections of Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Act: a new era of financial regulation and the implications for the insurance industry

Sutherland Asbill & Brennan LLP
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USA
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August 3 2010

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act) into Law

Final version of financial regulatory reform bill passed out of conference committee

Sutherland Asbill & Brennan LLP
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USA
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June 30 2010

One year after being proposed by the Obama Administration and after months of negotiation, which ended in an all-night conference session of key legislators, a final version of financial regulatory reform legislation has been produced

House approves the Wall Street Reform and Consumer Protection Act of 2009

Sutherland Asbill & Brennan LLP
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USA
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January 8 2010

The House of Representatives approved the Wall Street Reform and Consumer Protection Act of 2009, H.R. 4173, which will purportedly overhaul regulation of the financial services sector with tough new controls and create a new agency to protect consumers

Director of SEC Division of Enforcement speaks before the U.S. Senate Committee on the Judiciary concerning mortgage fraud, securities fraud, and the financial meltdown: prosecuting those responsible

Sutherland Asbill & Brennan LLP
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USA
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January 8 2010

Robert Khuzami, Director of the Division of Enforcement, spoke before the U.S. Committee on the Judiciary, along with colleagues from the U.S. Department of Justice (DOJ) and the Federal Bureau of Investigation

Senate Banking Committee Chairman unveils draft financial reform package

Sutherland Asbill & Brennan LLP
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USA
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December 7 2009

Senate Banking Committee Chairman Chris Dodd (D-CT), joined by fellow committee members, announced a bill to reform the way that the U.S. financial system is regulated, which is called “Restoring American Financial Stability Act of 2009.”

FTC delays Red Flags Rule

Sutherland Asbill & Brennan LLP
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USA
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November 6 2009

The Federal Trade Commission (FTC) has further delayed enforcement of its Red Flags Rule, until June 1, 2010

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