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Joint discussion paper on consumer complaints published
- Edwards Wildman Palmer LLP
- -
- United Kingdom
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- March 16 2010
The Financial Services Authority (FSA), the Financial Ombudsman Service (FOS) and the Office of Fair Trading (OFT) have jointly published a discussion paper entitled "Consumer complaints (emerging risks and mass claims) (DP101)"
The Financial Services Authority publishes independent review of financial promotions compliance
- Edwards Wildman Palmer LLP
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- United Kingdom
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- January 26 2010
The Financial Services Authority (FSA) has recently published the results of an independent review of firms' compliance with its financial promotions requirements (the Review
Confederation of British Industry and PricewaterhouseCoopers publish report on the future of the financial services industry
- Edwards Wildman Palmer LLP
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- United Kingdom
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- January 28 2010
On the 20th anniversary of the Confederation of British Industry and PricewaterhouseCoopers Financial Services Survey, twenty leading figures from across the financial services industry have given their views in a report entitled "2020 Vision - The Future of Financial Services" (the Report
FSA chief executive to step down
- Edwards Wildman Palmer LLP
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- United Kingdom
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- February 9 2010
On 9 February 2010, Hector Sants, chief executive of the Financial Services Authority (FSA), announced that he would leave the organisation in the summer of 2010
Speech by Sally Dewar - taking the FSA's corporate governance agenda forward
- Edwards Wildman Palmer LLP
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- United Kingdom
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- April 6 2010
Sally Dewar, the Financial Services Authority's (FSA) managing director of Risk, gave a speech entitled "Taking the FSA's corporate governance agenda forward" at the City Corporate Governance and Remuneration Summit on 30 March 2010
Financial Services Act 2010
- Edwards Wildman Palmer LLP
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- United Kingdom
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- April 16 2010
The Financial Services Act 2010 (the Act) received Royal Assent on 8 April 2010
Financial Ombudsman Service publishes second set of complaints data
- Edwards Wildman Palmer LLP
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- United Kingdom
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- March 4 2010
The Financial Ombudsman Service (FOS) has recently published its second set of consumer complaints data relating to individual financial businesses (which includes insurance companies, banks and investment firms) for the six-month period from 1 July to 31 December 2009
UK client money deadline approaches
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 11 2010
We have previously reported on the UK Financial Services Authority's (FSA) Client Money and Asset Report (the Report), published in January 2010
Financial Services Authority (FSA) publishes consultation paper on competence and ethics
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 11 2010
The FSA has recently published a consultation paper entitled "Competence and ethics" (CP1012
UK Chancellor sets out proposals for reform of financial services regulation
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 17 2010
In the annual Mansion House Speech on 16 June 2010, the UK Chancellor announced his intention to abolish the tri-partite system of financial regulation established by the former Labour government
Current Search
- Workarea - Capital Markets
- Workarea - Banking
- Firm Name - Edwards Wildman Palmer LLP
- Author - Brian Green
- Author - Victoria Anderson
- Jurisdiction - United Kingdom