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FSA releases updated Remuneration Code
- Edwards Wildman Palmer LLP
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- United Kingdom
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- December 23 2010
On 17 December 2010, the FSA published an updated Remuneration Code to account for the changes required by the EU Capital Requirements Directive (CRD 3
Treasury Department proposes a plan that would require US banks to report all overseas money transfers
- Edwards Wildman Palmer LLP
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- USA
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- September 29 2010
On September 29, the Washington Post and New York Times reported that the United States Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued a proposal this week that would require US banks to report all electronic money transfers into and out of the United States
FSA enhances client asset protection
- Edwards Wildman Palmer LLP
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- United Kingdom
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- November 10 2010
In the light of the Lehman collapse, the FSA has been taking steps to improve client asset protection
UK client money deadline approaches
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 11 2010
We have previously reported on the UK Financial Services Authority's (FSA) Client Money and Asset Report (the Report), published in January 2010
Financial Services Authority (FSA) publishes consultation paper on competence and ethics
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 11 2010
The FSA has recently published a consultation paper entitled "Competence and ethics" (CP1012
UK Chancellor sets out proposals for reform of financial services regulation
- Edwards Wildman Palmer LLP
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- United Kingdom
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- June 17 2010
In the annual Mansion House Speech on 16 June 2010, the UK Chancellor announced his intention to abolish the tri-partite system of financial regulation established by the former Labour government
State insurance commissioners make their case for inclusion in the Financial Stability Oversight Council
- Edwards Wildman Palmer LLP
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- USA
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- June 18 2010
In a letter from the National Association of Insurance Commissioners (the "NAIC") to both House and Senate leaders, state insurance commissioners urged lawmakers to designate a non-voting seat for state banking, insurance and securities regulators on the Financial Stability Oversight Council (the "FSOC"
Financial reform conferees complete work on overhaul legislation
- Edwards Wildman Palmer LLP
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- USA
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- June 25 2010
In the early morning hours of June 25, House and Senate conferees completed action on financial regulatory reform legislation (H.R. 4173) by approving a final conference report by a vote of 20-11 among House conferees and a vote of 7-5 among Senate conferees
Financial Services Authority and Financial Reporting Council publish discussion paper on auditors' role in prudential regulation
- Edwards Wildman Palmer LLP
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- United Kingdom
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- July 9 2010
On 30 June 2010, the UK's Financial Services Authority (FSA) and Financial Reporting Council (FRC) published a joint discussion paper (DP) entitled "Enhancing the auditor's contribution to prudential regulation"
BankAtlantic loses class action trial
- Edwards Wildman Palmer LLP
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- USA
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- November 18 2010
In a verdict handed down on Thursday (111810), a South Florida federal jury found that BankAtlantic violated federal securities laws by making several false statements to investors during the class period
Current Search
- Workarea - Capital Markets
- Workarea - Banking
- Firm Name - Edwards Wildman Palmer LLP
- Author - Victoria Anderson