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Thomas J. Curry named FFIEC chairman

Katten Muchin Rosenman LLP
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USA
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April 5 2013

On April 1, Thomas J. Curry, Comptroller of the Currency, Office of the Comptroller of the Currency (OCC), was named Chairman of the Federal

Federal Reserve Board approves final “predominately engaged in financial activities” rule

Katten Muchin Rosenman LLP
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USA
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April 5 2013

The Board of Governors of the Federal Reserve System has approved a final rule setting forth requirements for determining when a company is

Federal Reserve delays implementation of second phase of reserve requirement simplification

Katten Muchin Rosenman LLP
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USA
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November 2 2012

On October 26, the Board of Governors of the Federal Reserve System (Federal Reserve) announced a five-month delay in the implementation of the second phase of its program to simplify the administration of reserve requirements

FSOC designates eight systemically significant financial market utilities

Katten Muchin Rosenman LLP
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USA
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July 20 2012

Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Payment, Clearing and Settlement Supervision Act of 2010) has the purpose of mitigating financial risk in the financial system and promoting financial stability by giving the Board of Governors of the Federal Reserve authority to set risk management standards for entities that have been designated as systemically important financial utilities by the Financial Stability Oversight Council (FSOC

OCC issues an interim final lending limit rule

Katten Muchin Rosenman LLP
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USA
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June 21 2012

On June 20, the Office of the Comptroller of the Currency (OCC) adopted an interim final rule amending its lending limit rule to apply to certain credit exposures arising from derivative transactions and securities financing transactions

Banking regulators propose Basel III capital rules

Katten Muchin Rosenman LLP
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USA
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June 8 2012

On June 7, the Federal Reserve Board, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation jointly proposed new capital rules to implement the Basel III international regulatory capital reforms mandated by the Basel Committee on Banking Supervision

NFA reminds members of BSA electronic filing requirements

Katten Muchin Rosenman LLP
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USA
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June 8 2012

On June 5, the National Futures Association issued a notice reminding members that, beginning July 1, all Bank Secrecy Act (BSA) reports must be filed electronically

Fed approves final rule for registering securities holding companies

Katten Muchin Rosenman LLP
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USA
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June 1 2012

On May 30, the Federal Reserve Board approved a final rule outlining the procedures for securities holding companies to elect to be supervised by the Federal Reserve

Appeal tribunal upholds FSA ban and fine on former investment bank advisers

Katten Muchin Rosenman LLP
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USA
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May 25 2012

On May 21, the Upper Tribunal (Tax and Chancery Chamber) published related decisions upholding the Financial Services Authority's decision notices imposing fines and bans on both Sachin Karpe and Laila Karan

FFIEC implements new infobase technology for the information technology examination handbook

Katten Muchin Rosenman LLP
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USA
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May 25 2012

The Federal Financial Institutions Examination Council (FFIEC) recently upgraded the functions and features of the InfoBase for the FFIEC Information Technology Examination Handbook (IT Handbook

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