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Regulator's statement to trustees on securities lending

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • January 29 2010

The practice of securities lending is also often referred to as stock lending (although it can involve a variety of asset classes) and refers to the lending of securities by one party to another

Complaints handling powers and the Human Rights Act

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • September 3 2008

The Financial Ombudsman Service (FOS) was established under the Financial Services and Markets Act 2000 (FSMA) in order to resolve certain types of disputes between firms and their retail clients in a relatively fast, informal and independent process

Budget 2008 EMI options

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • March 28 2008

EMI is a type of share option plan offering flexibility and tax efficiency to employees of small and medium-sized companies