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Federal court decisions permit two Dodd-Frank whistleblower cases to proceed

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • October 11 2012

Two federal district courts recently issued decisions adopting a broad interpretation of the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) and allowed Dodd-Frank whistleblower claims to proceed past motions to dismiss

First report of SEC's whistleblower office contains some surprises

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • November 28 2011

On November 16, 2011, the SEC's Office of the Whistleblower released its first annual report to Congress, as required by section 924(d) of the Dodd-Frank Act