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Results: 1-10 of 1,496

Tiger Asia management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the securities and futures ordinance under Section 213

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • May 16 2013

After over two and a half years since US-based hedge fund manager Tiger Asia Management LLC and its three officers (collectively "Tiger Asia") sought

The Dell insider trading cases

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

Insider trading through deductive reasoning: Canada and the United States take different approaches

  • Davis LLP
  • -
  • Canada, USA
  • -
  • May 15 2013

The Ontario Securities Commission and a veteran investment banker, Richard Moore, recently reached a settlement agreement regarding claims by the OSC

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • May 15 2013

On Monday, Southern District of New York Judge Shira Scheindlin dismissed the entire suit in Gusinsky v. Barclays, without leave to amend and with

All the better to eat you with court of final appeal gives SFC bigger teeth with third route of enforcement in Tiger Asia

  • Hogan Lovells
  • -
  • Hong Kong
  • -
  • May 14 2013

The Securities and Futures Commission ("SFC") commenced a series of test cases seeking to use section 213 of the Securities and Futures Ordinance

Two recent Supreme Court cases offer good and bad news for securities defendants

  • Seyfarth Shaw LLP
  • -
  • USA
  • -
  • May 13 2013

The United States Supreme Court issued two recent opinions that offer both good and bad news to defendants in securities fraud lawsuits. Although

This week in securities litigation (week ending May 10, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

Best laid plans gone awry: practices for Rule 10b5-1 trading plans

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • May 9 2013

Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney's Offices and the SEC into possible abuses by

Think the government’s claim against you is time-barred? Not so fast!

  • Dechert LLP
  • -
  • USA
  • -
  • May 9 2013

When a company understands that the United States Government may have a claim against it, the company's directors and officers are usually very aware

SEC, USAO file kickback charges based on Argentinean bond scheme

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 7 2013

Fraud charges centered on a kickback scheme that generated more over $60 million trading Venezuelan bonds which was executed by employees of a New

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