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A warning to financial institutions: failure to issue a litigation hold may have serious consequences

Frost Brown Todd LLC
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USA
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May 3 2013

As electronic discovery has become more prevalent and voluminous, national standards for the preservation of evidence have evolved dramatically in

PI claim(s) by a financial planner, aggregation, broker’s negligence and loss of a chance in one

King & Wood Mallesons
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Australia
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June 27 2011

Prosperity Advisers Ltd v Secure Enterprises Pty Ltd TAs Strathearn Insurance Brokers Pty Ltd 2011 NSWSC 35 illustrates aggregation issues in a professional indemnity claim by a financial planner, and how the relevant facts and precise words of the policy are always determinative of whether claims may be aggregated so a single deductible (rather than multiple deductibles) applies

Legal and market developments in Russia - summer autumn 2012

Clifford Chance LLP
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Russia
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November 7 2012

Russia Update: Legal and market developments in Russia Summer Autumn Issue 2012 Macro Updates

SLUSA doesn't preclude variable annuitants' breach of contract claims

Winston & Strawn LLP
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USA
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January 7 2013

On January 2nd, the Ninth Circuit partially reinstated contract claims asserted by purchasers of variable universal life insurance policies

Promoters beware: life settlements may be securities, even if only one investor is involved - despite the recently reported Zang decision

Locke Lord LLP
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USA
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October 26 2010

There have been a few short articles written about a September 27, 2010, decision by a federal Magistrate Judge in the United States District Court, Northern District Illinois, Eastern Illinois

U.S. District Court denies motion to dismiss in Sivolella case

Morrison & Foerster LLP
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USA
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October 22 2012

The US District Court for the District of New Jersey denied a defendant’s motion to dismiss a pending action under Section 36(b) of the 1940 Act, holding that a participant in a variable annuity program has standing to bring the action

Court of Appeal to consider availability of court action to top up FOS awards

Herbert Smith Freehills LLP
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United Kingdom
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April 9 2013

The Court of Appeal has granted a firm permission to appeal a recent High Court decision which held that complainants who accept an award of

AXA to face new breed of excessive-fee lawsuit

Ropes & Gray LLP
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USA
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September 16 2011

On July 21, 2011, plaintiffs filed a multimillion-dollar lawsuit against AXA Equitable Life Insurance Company, et al. (“AXA”) alleging that AXA received excessive fees for its work managing eight subadvised variable annuity funds

2012 in review: key legal and regulatory developments

Allen & Gledhill LLP
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Singapore
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December 20 2012

This table provides an overview of the key developments in 2012 to date

Key financial services decisions of 2012

Dentons
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Canada
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March 12 2013

The cases highlighted below provide a snapshot of some of the key judgements which shaped the legal landscape with respect to financial services

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Search results

A warning to financial institutions: failure to issue a litigation hold may have serious consequences

PI claim(s) by a financial planner, aggregation, broker’s negligence and loss of a chance in one

Legal and market developments in Russia - summer autumn 2012

SLUSA doesn't preclude variable annuitants' breach of contract claims

Promoters beware: life settlements may be securities, even if only one investor is involved - despite the recently reported Zang decision

U.S. District Court denies motion to dismiss in Sivolella case

Court of Appeal to consider availability of court action to top up FOS awards

AXA to face new breed of excessive-fee lawsuit

2012 in review: key legal and regulatory developments

Key financial services decisions of 2012

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