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Results: 1-10 of 59

Tiger Asia management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the securities and futures ordinance under Section 213

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • May 16 2013

After over two and a half years since US-based hedge fund manager Tiger Asia Management LLC and its three officers (collectively "Tiger Asia") sought

All the better to eat you with court of final appeal gives SFC bigger teeth with third route of enforcement in Tiger Asia

  • Hogan Lovells
  • -
  • Hong Kong
  • -
  • May 14 2013

The Securities and Futures Commission ("SFC") commenced a series of test cases seeking to use section 213 of the Securities and Futures Ordinance

Tiger Asia appeal dismissed - the final word on section 213

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • May 1 2013

Yesterday the Hong Kong Court of Final Appeal, led by Chief Justice Ma, ruled in favour of the Securities and Futures Commission ("SFC") in the long

Misselling: a global perspective

  • Clifford Chance LLP
  • -
  • France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
  • -
  • April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Individual investors who "speculate" having a tough time in court

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • April 19 2013

In my "blog" of 8 March 2013, I refer to a couple of cases in which individual claimants have successfully sued a bank, basically in negligence for

Financial institutions e-briefing: FSDR update: robust approach being adopted by Hong Kong regulator

  • Eversheds LLP
  • -
  • Hong Kong
  • -
  • April 8 2013

Hong Kong has long been known as adopting a "light touch" approach to regulation. Nevertheless, Hong Kong's principal financial regulator, the

E&Y "state secrets" case kicks off in Hong Kong - but a long way to go

  • Reed Smith LLP
  • -
  • Hong Kong
  • -
  • April 3 2013

Evidence kicked off last week on March 27-28, in the highly anticipated case brought by Hong Kong's Securities and Futures Commission ("SFC") against

Courts offer robust assessment of mis-selling claims by high net worth clients

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong, United Kingdom
  • -
  • March 18 2013

Two court judgments issued in the last few weeks have highlighted the importance of testing properly the evidence of investors who bring mis-selling

Insider trader arrested in Hong Kong first such extradition in a decade

  • Reed Smith LLP
  • -
  • Hong Kong
  • -
  • February 1 2013

In the past several years, legal commentators have consistently written about the increasing emphasis on cross-border regulatory enforcement, and

The reach of the SEC the Hong Kong Exchange

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • December 12 2012

In Morrison v. National Australia Bank, Ltd., 130 S.Ct. 869 (2010) the Supreme Court circumscribed the reach of Exchange Act Section 10(b), limiting it to the water’s edge

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