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The Ticker - October 17 2014

  • Fredrikson & Byron PA
  • -
  • USA
  • -
  • October 17 2014

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to

Clients & friends newsletter September 2014

  • Baker & McKenzie
  • -
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • -
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

SEC’s “gatekeeper” enforcement initiative impacts directors

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • September 26 2014

Senior SEC officials have become increasingly vocal in recent months about the roles and responsibilities of corporate "gatekeepers" and the need to

Inside the courts - September 2014

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • September 16 2014

This issue of Inside the Courts, Skadden’s securities litigation newsletter, includes summaries and associated court opinions of selected cases

Corporate governance update August 2014

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • September 9 2014

The SEC announced that in fiscal year 2015 the fees that public companies and other issuers pay to register their securities will be set at $116.20

Company sues former officer for failing to file Form 4s

  • Allen Matkins Leck Gamble Mallory & Natsis LLP
  • -
  • USA
  • -
  • August 26 2014

A complaint filed in the Central District of California caught my eye because it involved the rather unusual circumstance of a corporation suing a

You’ve been sued for securities fraud: now what?

  • Dechert LLP
  • -
  • USA
  • -
  • July 23 2014

Imagine that you are a lawyer at a rapidly growing public U.S. company. Your company has recently disclosed bad news to the market. Following this

Q2 2014 U.S. legal and regulatory developments

  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • -
  • USA
  • -
  • July 18 2014

The following is a summary of significant U.S. legal and regulatory developments during the second quarter of 2014 of interest to Canadian companies

SEC charges auditor of PRC firm with unprofessional conduct

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 9 2014

The Commission filed another proceeding against an audit firm and its partners arising out of the audit of a PRC issuer. Unlike earlier actions