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Company agrees to pay $300,000 to resolve SEC charge over employee data breach

Proxy advisor, Institutional Shareholder Services Inc. (ISS), recently agreed to pay a $300,000 fine arising out of a data breach after an SEC

On May 29, 2013, in the case of In Re MFW Shareholders Litigation, Chancellor Leo Strine of the Delaware Court of Chancery held that controlling

On May 21st, the U.S. District Court for the Southern District of New York joined four other district courts in holding that the SEC's rules

On May 20th, the Supreme Court granted certiorari to address whether an employee of a privately-held contractor or subcontractor of a public company

On May 14th, the Second Circuit affirmed the ten year officer and director ban imposed against Brent Bankosky, a senior director at Takeda

On May 1st, the U.S. District Court for the Southern District of New York addressed an issue of first impression under the whistleblower provisions

On April 30th, the D.C. Circuit Court dismissed a petition challenging the non-core market data fees charged by various stock exchanges. The Court

On April 26th, the D.C. Circuit dismissed a petition seeking to invalidate the SEC's resource extractor disclosure rules. Petitioners brought

On April 25th, the Eighth Circuit addressed whether defendant's claimed lack of knowledge that the securities laws applied to the promissory notes he

On April 16th, the Seventh Circuit affirmed the dismissal of a lawsuit that sought to hold American United Life Insurance Co. ("AUL") liable as an