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Results: 1-10 of 454

Government seeks extended prison term in securities fraud case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 16 2015

In a sentencing memorandum filed January 2, the United States Attorney’s Office in Washington asked the US District Court for the Western District of

Canadian citizen charged by SEC with unlawful layering involving traders in China and Korea

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 18 2015

The Securities and Exchange Commission filed a civil action in the US federal court in New Jersey against Aleksandr Milrud, claiming that he engaged

SEC charges Chilean citizens with insider trading concerning tender offer for Chilean

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 9 2015

The Securities and Exchange Commission recently filed suit in the US District Court for the Southern District of New York, alleging that defendants

Second Circuit affirms Madoff trustee's net equity calculation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 19 2011

The United States Court of Appeals for the Second Circuit found in favor of the trustee (the Trustee) presiding over the liquidation of Bernard L. Madoff Investment Securities (BMIS), affirming the Trustee’s calculation of “net equity” in the BMIS liquidation

Ninth Circuit holds assertion of counterclaim does not waive improper venue defense

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 3 2010

Investors filed a complaint in the U.S. District Court for the District of Arizona against the former president and CEO of a corporation that no longer had any assets, his wife, and the company’s former securities counsel

New York Court of Appeals finds life settlement brokers have a fiduciary duty to their clients

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 2 2009

In October 2006, the Attorney General of New York State commenced an enforcement action against Coventry First LLC and its parent corporation, executive vice-president and an affiliate (collectively, Coventry First

Investment Advisers Act has a onethree-year statute of limitations

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 13 2009

The U.S. District Court for the Eastern District of Texas adopted the magistrate judge’s findings and recommended disposition and granted summary judgment in favor of the defendants

Private placement transaction involving foreign company was not within the extraterritorial reach of us securities law

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 24 2012

The US District Court for the Southern District of New York last week denied securities fraud claims against a Chinese law firm, Deheng Law Firm (Deheng), and a partner of that firm because of a lack of jurisdiction over the investment transaction that was at the center of the dispute

SEC charges company executives with issuing false press releases to inflate stock price

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases

Securities class action dismissed where information was publicly available

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

The US District Court for the Western District of Washington recently dismissed a securities fraud class action against Zillow, Inc. and named