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Results: 1-10 of 411

US Court of Appeals for the Eleventh Circuit upholds fraud penalties for ex-GobeTel executives

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 7 2014

The US Court of Appeals for the Eleventh Circuit recently upheld a summary judgment decision granted in favor of the US Securities and Exchange

Supreme Court rules that the Securities Litigation Uniform Standards Act does not preempt state law claims

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 28 2014

This week, the US Supreme Court narrowed the scope of the preemption provisions of the Securities Litigation Uniform Standards Act (SLUSA), which

Texas District Court denies class certification in IPO securities suit

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

The US District Court for the Northern District of Texas recently denied class certification for a securities action arising from alleged false and

Federal judge reaffirms decision to narrow SEC’s Adviser Act claims against hedge fund

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

Last week, a Georgia federal judge reaffirmed a decision to narrow two claims in a civil enforcement action accusing two hedge fund managers and

US Court of Appeals for the District of Columbia circuit partially invalidates conflict minerals rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 18 2014

On April 14, the US Court of Appeals for the District of Columbia Circuit issued an opinion in the lawsuit challenging the Securities and Exchange

Southern District of New York dismisses complaint against Madoff-invested fund

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 9 2013

The US District Court for the Southern District of New York dismissed a complaint against J. Ezra Merkin and Gabriel Capital Corporation (together

Supreme Court holds that proof of loss causation not required at class certification

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 9 2011

The Supreme Court held Monday that plaintiffs in securities fraud class actions are not required to prove loss causation at the class certification stage of the litigation

SEC files insider trading action despite unknown tipper

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On February 6, the Securities and Exchange Commission filed insider trading charges against Hao He aka Jimmy He in federal district court in

District court upholds SEC’s partial win in bank fraud suit

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 7 2014

The US District Court for the Southern District of Florida recently refused to reconsider its earlier decision granting partial summary judgment in

Issuer had standing to bring 10b-5 claim for injunction

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 14 2008

A Utah District Court denied defendants’ motion to dismiss plaintiff’s claims for injunctive relief brought under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5