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Financial Service Authority wins appeal case on co-operation with overseas regulators

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • March 4 2010

The Financial Services Authority (FSA) went to the Court of Appeal to seek clarification regarding its obligation to co-operate with the Securities and Exchange Commission (SEC

FSA prosecutes for change of control offence

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • February 19 2010

Semperian PPP Investment Partners (Semperian) has pleaded guilty to an offence under section 191(3) of the Financial Services and Markets Act 2000