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Is your client money protected? The implications of Global Trader
- Dentons
- -
- United Kingdom
- -
- July 16 2009
The judgment in Global Trader Europe Limited delivered on 24 March 2009 will be of great interest to those firms who either hold "client money" or seek the protection of the client money regime
FSA publishes Fox Hayes Final Notice
- Dentons
- -
- United Kingdom
- -
- July 1 2011
FSA has published the Final Notice against the former partners in the Fox Hayes partnership
FSA gets High Court injunction against market abuse
- Dentons
- -
- United Kingdom
- -
- May 27 2011
FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse
Tribunal says FSA can publish decision under appeal
- Dentons
- -
- United Kingdom
- -
- August 19 2011
The Upper Tribunal has ruled that there is no fundamental reason why FSA cannot publish its decision notice in the case of a company formerly known as SwiftTrade Inc and Peter Beck
FSA gets injunction against market manipulation
- Dentons
- -
- United Kingdom
- -
- September 9 2011
FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011
Tribunal finds censure appropriate in market abuse case
- Dentons
- -
- United Kingdom
- -
- September 9 2011
The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse
Current Search
- Workarea - Capital Markets
- Workarea - Litigation
- Author - Matthew Hodgson