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New York court allows disgorgement coverage action to proceed

Traub Lieberman Straus & Shrewsberry LLP
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USA
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June 18 2013

In its recent decision in J.P. Morgan Securities, Inc. v. Vigilant Ins. Co., 2013 N.Y. LEXIS 1465 (NY June 11, 2013), New York's Court of Appeals -

The floodgates are open: second whistleblower award sparks speculation over what's next

Baker & Hostetler LLP
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USA
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June 18 2013

Last week, the Securities and Exchange Commission (SEC) issued an order awarding three whistleblower awards to tipsters who helped the SEC with its

Southern District of New York endorses extension of Dodd-Frank's retaliation protections to internal whistleblowers

Sutherland Asbill & Brennan LLP
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USA
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June 18 2013

In Murray v. UBS Securities, LLC,1 a federal judge in the Southern District of New York recently held that Dodd-Frank's whistleblower protections can

“Sophisticated plaintiff” found to be adequate class representative

Katten Muchin Rosenman LLP
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USA
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June 14 2013

The US District Court for the Western District of Texas certified a class of common stock purchasers in an action against Pain Therapeutics, Inc

This week in securities litigation (week ending June 14, 2013)

Dorsey & Whitney LLP
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USA
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June 14 2013

The Commission filed a settled action alleging fraud in connection with a going private transaction based on Exchange Act Section 13(e). The agency

Fund directors, SEC settle after two of three claimed violations are dropped

Dorsey & Whitney LLP
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USA
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June 14 2013

The Commission settled with eight mutual fund directors regarding the procedures used in the valuation of certain assets after months of litigation

U.S. Supreme Court: does SOX protect employees of a public company’s private contractor?

Fenwick & West LLP
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USA
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June 14 2013

The United States Supreme Court agreed to review whether the Sarbanes-Oxley Act whistleblower protections apply to employees of a public company's

SEC reversed again by the D.C. Circuit

Dorsey & Whitney LLP
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USA
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June 13 2013

The SEC lost another case in the D.C. Circuit Court of Appeals. This time, however, it did not involve rule making. Rather, the action focused on the

Court of Appeals reinstates insurance coverage claim for disgorgement

Morrison & Foerster LLP
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USA
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June 13 2013

In a decision issued on June 11, the New York Court of Appeals reversed the Appellate Division's dismissal of J.P. Morgan's lawsuit against its

Company agrees to pay $300,000 to resolve SEC charge over employee data breach

Winston & Strawn LLP
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USA
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June 13 2013

Proxy advisor, Institutional Shareholder Services Inc. (ISS), recently agreed to pay a $300,000 fine arising out of a data breach after an SEC

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Search results

New York court allows disgorgement coverage action to proceed

The floodgates are open: second whistleblower award sparks speculation over what's next

Southern District of New York endorses extension of Dodd-Frank's retaliation protections to internal whistleblowers

“Sophisticated plaintiff” found to be adequate class representative

This week in securities litigation (week ending June 14, 2013)

Fund directors, SEC settle after two of three claimed violations are dropped

U.S. Supreme Court: does SOX protect employees of a public company’s private contractor?

SEC reversed again by the D.C. Circuit

Court of Appeals reinstates insurance coverage claim for disgorgement

Company agrees to pay $300,000 to resolve SEC charge over employee data breach

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