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Opportunities to manage Chinese insurance assets
- King & Wood Mallesons
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- Australia, China
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- June 5 2013
PRC insurance companies are being encouraged to invest offshore in a number of countries including Australia. This presents a potential source of
Are you FOFA ready? Scaled advice and its interaction with the new best interests duty
- Clayton Utz
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- Australia
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- May 23 2013
The Australian Government's Future of Financial Advice (FOFA) legislation commenced on 1 July 2012 and compliance will be mandatory from 1 July 2013
New ASX Listing Rules and Guidance Note on continuous disclosure implications for D&O insurers
- Clyde & Co LLP
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- Australia
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- May 2 2013
The Australian Stock Exchange (ASX) Listing Rules 3.1, 3.1A and 3.1B, and Guidance Note 8 (GN8) concerning Continuous Disclosure Obligations came
The future of financial advice will reforms have any impact on claims?
- Barry.Nilsson. Lawyers
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- Australia
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- April 3 2013
In the wake of the global financial crisis, and following several well publicised financial advice disasters, the Future of Financial Advice (FOFA
Restricting the use of “financial planner” and “financial adviser” and intra-fund super account consolidation
- Corrs Chambers Westgarth
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- Australia
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- March 25 2013
On 20 March 2013, key pieces of legislation amending financial services law were introduced into Parliament. Amendments to the Corporations Act 2001
Financial services quarterly
- Bell Gully
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- Australia, New Zealand
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- March 12 2013
Welcome to the Autumn 2013 issue of Financial Services Quarterly. Each edition reviews current legal issues and highlights upcoming developments that
Fee disclosure statements new ASIC regulatory guide RG 245
- Piper Alderman
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- Australia
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- February 22 2013
Under new rules which will come in to operation from 1 July 2013, Australian Financial Services (AFS) licensees and representatives of AFS licensees
When does the provision of information or scaled advice become personal advice?
- Piper Alderman
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- Australia
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- February 22 2013
Understanding whether or not personal financial product advice is being given will become even more important under the new FOFA rules that come into
APRA’s supervision of conglomerate financial services groups
- Corrs Chambers Westgarth
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- Australia
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- January 10 2013
On 14 December 2012 the Australian Prudential Regulation Authority (APRA) released for consultation proposed requirements for the supervision of
Future of financial advice stamping fees, brokerage and other exemptions finalised
- King & Wood Mallesons
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- Australia
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- November 28 2012
Further exemptions to the Future of Financial Advice ban on conflicted remuneration and the best interests duty were finalised on 22 November
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