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Supplementary annex to good and poor practices in Key Features Documents

Norton Rose LLP
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United Kingdom
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May 11 2009

The FSA has published a supplementary annex to its report on good and poor practices in Key Features Documents which was originally published on 28 September 2007

FSA speech - delivering intensive supervision and credible deterrence

Norton Rose LLP
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United Kingdom
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March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

FSA publishes policy statement on the approved persons regime

Norton Rose LLP
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United Kingdom
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August 3 2009

The FSA has confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms

ICGN Conference on Corporate Governance - Check against delivery

Norton Rose LLP
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United Kingdom
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April 5 2010

HM Treasury has published a speech that Paul Myners (Financial Services Secretary) gave at the ICGN Conference on Corporate Governance

Queen’s Speech - Financial Services Regulation Bill

Norton Rose LLP
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United Kingdom
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May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

FSB principles for sound compensation practices - implementation standards

Norton Rose LLP
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Global
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October 12 2009

The Financial Stability Board (FSB) has published a report which contains implementation standards for its Principles for Sound Compensation Practices

Mansion House speech

Norton Rose LLP
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United Kingdom
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October 12 2009

Adair Turner, Chairman, FSA, gave a speech at the Mansion House City Banquet on 22 September 2009

Senior Supervisors Group: risk management lessons from the global banking crisis of 2008

Norton Rose LLP
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Global
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October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries

Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings

Norton Rose LLP
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United Kingdom
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March 29 2010

The FSA has published its final statement on its findings following the Conduct of Business (COBS) post-implementation review

The 3 Level 3 Committees, CESR, CEBS and CEIOPS, publish a call for evidence on cross-sectoral internal governance issues

Norton Rose LLP
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European Union
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January 4 2010

The 3 Level 3 Committees (the Committee of European Securities Regulators, the Committee of European Banking Supervisors and the Committee of European Insurance and Occupational Pensions Supervisors) have jointly published a call for evidence on cross-sectoral internal governance issues

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Search results

Supplementary annex to good and poor practices in Key Features Documents

FSA speech - delivering intensive supervision and credible deterrence

FSA publishes policy statement on the approved persons regime

ICGN Conference on Corporate Governance - Check against delivery

Queen’s Speech - Financial Services Regulation Bill

FSB principles for sound compensation practices - implementation standards

Mansion House speech

Senior Supervisors Group: risk management lessons from the global banking crisis of 2008

Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings

The 3 Level 3 Committees, CESR, CEBS and CEIOPS, publish a call for evidence on cross-sectoral internal governance issues

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