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FSA withdraws director approval
- Dentons
- -
- United Kingdom
- -
- September 4 2009
FSA has withdrawn approval from Steven Moorley, the former CEO of a firm in liquidation, to carry on the CF3 and 8 functions
JMLSG consults on guidance changes
- Dentons
- -
- United Kingdom
- -
- September 25 2009
JMLSG has published more proposed changes to its Guidance, following its proposals of August
Financial sanctions compliance: FSA on the warpath
- Dentons
- -
- United Kingdom
- -
- July 16 2009
Prevention of financial crime is high on the UK financial regulatory agenda
Complying with sanctions laws: JMLSG takes action
- Dentons
- -
- United Kingdom
- -
- June 21 2010
Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws
Bribery Act 2010: will your procedures be adequate?
- Dentons
- -
- United Kingdom
- -
- November 18 2010
In the last issue of Bank Notes, we looked at what the Bribery Act 2010 says and highlighted the new corporate offence of failing to prevent bribery
BBA responds on Financial Crime Guide
- Dentons
- -
- United Kingdom
- -
- September 30 2011
BBA’s response to FSA’s consultation on the Financial Crime Guide raises a concern over the timing of the publication
FSA responds on Financial Services Bill
- Dentons
- -
- United Kingdom
- -
- September 30 2011
FSA has responded to the Joint Committee’s Call for Evidence on the Financial Services Bill
ESAs publish two reports on money laundering
- Dentons
- -
- European Union
- -
- April 20 2012
The Joint Committee of the three European Supervisory Authorities (ESAs) (EBA, the European Securities and Markets Authority (ESMA) and the European Insurance and Occupational Pensions Authority (EIOPA)) has published two reports on the implementation of the third Money Laundering Directive (3MLD
EP updates voting dates
- Dentons
- -
- European Union
- -
- October 5 2012
EP has announced new voting dates on its legislative observatory OEIL
Commission updates work programme
- Dentons
- -
- European Union
- -
- May 11 2012
The Commission has published an update to its 2012 work programme
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