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Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • June 3 2011

At FSA's May Board meeting, it made the following new rules

Financial Regulatory Developments 25 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published a new Insurance Bill to take account of the recommendations of the Law Commission on insurance law reform. The Bill has three

OFT publishes newsletter

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

OFT has published the July 2011 edition of its consumer credit group newsletter

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FSA reports on COBS implementation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2010

FSA has published its final report on its COBS post-implementation review

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

FSA signs MoU with Quebec

  • Dentons
  • -
  • Canada, United Kingdom
  • -
  • April 1 2011

FSA has signed a Memorandum of Understanding (MoU) with the Quebec Autorite des Marches Financiers