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Results: 1-10 of 247

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current

Financial Regulatory Developments 23 January - Financial Services Consumer Panel (FSCP)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

FSCP has published a position paper on its concerns about the recast Insurance Mediation Directive (now known as the Insurance Distribution Directive

Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Complying with sanctions laws: JMLSG takes action

  • Dentons
  • -
  • United Kingdom
  • -
  • June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws

FSA signs MoU with Korea

  • Dentons
  • -
  • South Korea, United Kingdom
  • -
  • December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

Financial Regulatory Developments 21 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 21 2014

FCA plans a number of publications before the end of March, and then a break until May and June. Its imminent publications include policy statements

Financial Regulatory Developments 2 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 2 2014

FCA has reminded firms that the rules implementing the Mortgage Market Review (MMR) took effect on 26 April. (Source: MMR Rules Take Effect) Contact: