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Financial Regulatory Developments 27 June - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

PRA has published updates to its "approach" documents for banking and insurance supervision. (Source: PRA Banking Approach June 2014 and PRA

Financial Regulatory Developments 27 June - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The latest edition of Ombudsman News focuses on disputes involving health and medical insurance, payment protection insurance and credit files and

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FSA reports on fees and levies

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

FSA issued a PS on fees and levy policy and rates for 20092010

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • December 4 2009

At FSA’s late November Board meeting, it made the Treaty of Lisbon (Consequential Handbook Amendments) Instrument 2009