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Results: 1-10 of 237

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

FSA publishes progress table

  • Dentons
  • -
  • United Kingdom
  • -
  • May 4 2012

FSA has published a table showing how it is performing against its set milestones for 2011

FCA and PRA rules published

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

FSA has made a suite of instruments creating the PRA and FCA Handbooks and published a number of guides on using the new rules. The FSA website now

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

During June, FSA plans a DP on the global regulatory landscape

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to