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Results: 1-10 of 229

Financial Regulatory Developments 7 March - Financial Services Compensation Scheme (FSCS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

FSCS has confirmed it will not be imposing an interim levy on investment intermediaries for 201314. Originally, it had expected to do so. (Source:

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FSA updates on PRA transition

  • Dentons
  • -
  • United Kingdom
  • -
  • January 4 2013

FSA has updated firms on how those that will be subject to PRA regulation from 1 April 2013 should prepare for "legal cut-over". Key points include: PRA

The Financial Services Act 2010

  • Dentons
  • -
  • United Kingdom
  • -
  • June 9 2010

The new Financial Services Act 2010 (the FS Act) is a watered-down version of the original Bill

FS Bill moves to Lords

  • Dentons
  • -
  • United Kingdom
  • -
  • May 25 2012

The Financial Services Bill (FS Bill) has finished its Report stage and third reading in the House of Commons and now moves to the Lords

FSA consults on mutuality and with-profits

  • Dentons
  • -
  • United Kingdom
  • -
  • January 4 2013

FSA is consulting on a change in approach to how the rules on with-profits funds in the Conduct of Business Sourcebook (COBS) affect with-profits mutuals

FSA makes new rules on close links, SCV and PIF prudential requirements

  • Dentons
  • -
  • United Kingdom
  • -
  • November 13 2009

At FSA's Board Meeting on 5 November, it made several sets of key new rules

FSA sends out RDR questionnaire

  • Dentons
  • -
  • United Kingdom
  • -
  • January 29 2010

FSA has sent a questionnaire to several firms asking for information on their strategic direction