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Results: 1-10 of 244

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Financial Regulatory Developments 25 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published a new Insurance Bill to take account of the recommendations of the Law Commission on insurance law reform. The Bill has three

Complying with sanctions laws: JMLSG takes action

  • Dentons
  • -
  • United Kingdom
  • -
  • June 21 2010

Regulators are keeping up the pressure on financial institutions to comply with all anti-financial crime laws

FS Bill moves to Lords

  • Dentons
  • -
  • United Kingdom
  • -
  • May 25 2012

The Financial Services Bill (FS Bill) has finished its Report stage and third reading in the House of Commons and now moves to the Lords

More or different regulation? Industry reacts to Turner

  • Dentons
  • -
  • United Kingdom
  • -
  • July 8 2009

On 18 June, consultation closed on the Turner Review and the FSA Discussion Paper that accompanied it

FSCP publishes findings on national press financial promotions survey

  • Dentons
  • -
  • United Kingdom
  • -
  • July 29 2011

The FSCP has published a survey of FSA regulated financial promotions that were printed in 15 newspapers published on Saturday 13 March 2010

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm