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Results: 1-10 of 32

New York adopts revisions to Regulation 118 governing audited financial statements

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • January 12 2010

On December 28, 2009, the New York Insurance Department ("NYID") issued a Notice of Emergency adoption revising Regulation 118 to implement new audit and reporting standards on an emergency basis

Speech by Sally Dewar - taking the FSA's corporate governance agenda forward

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • April 6 2010

Sally Dewar, the Financial Services Authority's (FSA) managing director of Risk, gave a speech entitled "Taking the FSA's corporate governance agenda forward" at the City Corporate Governance and Remuneration Summit on 30 March 2010

Confederation of British Industry and PricewaterhouseCoopers publish report on the future of the financial services industry

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • January 28 2010

On the 20th anniversary of the Confederation of British Industry and PricewaterhouseCoopers Financial Services Survey, twenty leading figures from across the financial services industry have given their views in a report entitled "2020 Vision - The Future of Financial Services" (the Report

Chief Executive of the FSA gives update on UK regulatory reform

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • January 4 2011

We have reported previously on proposals to establish a 'twin peaks' regulatory approach in the UK

Changes in securities & insurance regulation affecting enforcement strategies ALI-ABA conference on insurance & financial services litigation

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • July 19 2010

Speakers at the ALI-ABA's annual conference on insurance and financial services regulation in Chicago offered extensive commentary on changes in enforcement strategies for insurance and securities fraud, in light of recent overhauls to the regulatory scheme

Senate financial reform bill to be unveiled Monday; bipartisan negotiations fall apart

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • March 11 2010

Senate Banking, Housing and Urban Affairs Committee Chairman Christopher Dodd (D-CT) announced Thursday morning that he will release his updated financial regulatory reform bill on Monday

FSA consults on effective corporate governance

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • February 2 2010

On 28 January 2010 the FSA issued a consultation paper on effective governance, focusing on significant influence controlled functions and Sir David Walker's review of corporate governance in banks and other financial firms

Joint discussion paper on consumer complaints published

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • March 16 2010

The Financial Services Authority (FSA), the Financial Ombudsman Service (FOS) and the Office of Fair Trading (OFT) have jointly published a discussion paper entitled "Consumer complaints (emerging risks and mass claims) (DP101)"

Unscrambling the Gramm-Leach-Bliley omelet

  • Edwards Wildman Palmer LLP
  • -
  • USA
  • -
  • December 23 2009

Sen. John McCain, R-Arizona, and Sen. Maria Cantwell, D-Washington, proposed on December 16, 2009 rebuilding the barriers separating commercial banks, investment banks and insurers established under the Depression Era Glass-Steagall Act

Financial Services Act 2010

  • Edwards Wildman Palmer LLP
  • -
  • United Kingdom
  • -
  • April 16 2010

The Financial Services Act 2010 (the Act) received Royal Assent on 8 April 2010