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Whistleblower law firm complains to SEC

Leonard, Street and Deinard
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USA
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May 17 2013

Two partners from a self-described law firm that specializes in the representation of whistleblowers have sent a letter to the SEC Commissioners

Supreme Court considering whether to accept Sarbanes-Oxley whistleblower case

Zuckerman Spaeder LLP
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USA
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May 15 2013

Only a handful of employment cases make it all the way to the Supreme Court's August chambers at One First Street. That's largely because the Court

Ninth Circuit holds that federal securities laws preempt California Labor Code's ban on forced patronage at brokerage firms

Sheppard Mullin Richter & Hampton LLP
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USA
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May 9 2013

In McDaniel v. Wells Fargo Investments, LLC, Nos. 11-17017, 11-55859, 11-55943, 11-55958, 2013 WL 1405949 (9th Cir. Apr. 9, 2013), the United States

Protecting privacy or enabling fraud? Employee social media password protection laws may clash with FINRA rules

Proskauer Rose LLP
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USA
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May 8 2013

As a growing number of states pass legislation which will protect individuals' social media accounts from employer scrutiny, they have encountered a

Sarbanes-Oxley protects employee who implicates supervisor

Winston & Strawn LLP
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USA
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May 6 2013

On May 1st, the U.S. District Court for the Southern District of New York addressed an issue of first impression under the whistleblower provisions

Amendment of the Act on the Reporting and Use of Certain Financial Transaction Information

Yoon & Yang LLC
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South Korea
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May 3 2013

The amendment to the Act on the Reporting and Use of Certain Financial Transaction Information (the "Act"), announced on March 21, 2012, became

New remuneration requirements for fund businesses

CMS Hasche Sigle
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European Union, Germany
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May 1 2013

From July 2013 the European fund sector will be subject to new regulatory requirements concerning, in particular, the remuneration of fund managers

Encouraging internal reporting, and its limits

Latham & Watkins LLP
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USA
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April 26 2013

One thing worse than facing an investigation spawned by an employee whistleblower who reported first to the SEC is facing that investigation plus

Federal Appeals Court denies en banc review of decision liberalizing SOX whistleblowing standards

Jackson Lewis LLP
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USA
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April 26 2013

The Third Circuit Court of Appeals has denied Tyco Electronics Corp.'s petition for an en banc review of the three-judge Third Circuit panel decision

Recent European compensation developments: financial institutions and beyond

Davis Polk & Wardwell LLP
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European Union, Switzerland
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April 23 2013

Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment continue to fuel stricter

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Search results

Whistleblower law firm complains to SEC

Supreme Court considering whether to accept Sarbanes-Oxley whistleblower case

Ninth Circuit holds that federal securities laws preempt California Labor Code's ban on forced patronage at brokerage firms

Protecting privacy or enabling fraud? Employee social media password protection laws may clash with FINRA rules

Sarbanes-Oxley protects employee who implicates supervisor

Amendment of the Act on the Reporting and Use of Certain Financial Transaction Information

New remuneration requirements for fund businesses

Encouraging internal reporting, and its limits

Federal Appeals Court denies en banc review of decision liberalizing SOX whistleblowing standards

Recent European compensation developments: financial institutions and beyond

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