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Results: 11-20 of 35

Anatomy of a structured product sale in Hong Kong - are you missing anything?

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • June 4 2012

Hong Kong boasts an impressive structured products market

New statutory price sensitive information disclosure regime to take effect on 1 January 2013

  • Mayer Brown LLP
  • -
  • Hong Kong
  • -
  • May 10 2012

The Securities and Futures (Amendment) Ordinance 2012 which aims to, among others, codify the new statutory price sensitive information disclosure requirement was gazetted on 4 May 2012

Financial services legislative and regulatory update March 26, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 26 2012

The past week was an incredibly busy one here in Washington, DC

Financial services legislative and regulatory update - March 19, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 19 2012

The embers of hope for a bipartisan renaissance in Congress, or at least the Senate, continued to glow as Majority Leader Reid appeared to have acquiesced from the calls from Majority Leader Cantor and Minority Leader McConnell, among others, and decided to take up the House passed version of the capital formation bills

Financial services legislative and regulatory update - March 5, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • European Union, USA
  • -
  • March 5 2012

Despite the full throated defense of the Dodd-Frank Act, it was a challenging week for proponents of America’s Financial Regulatory Reform

2012 annual compliance obligations: what you need to know

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • March 2 2012

In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers

FBI releases its financial fraud report highlighting corporate fraud cases, as well as an increase in securities and commodities fraud cases

  • Porter Wright Morris & Arthur LLP
  • -
  • USA
  • -
  • February 27 2012

On Monday, February 27, 2012, the FBI released its latest Financial Crimes Report to the Public, which provides a snapshot of the issues on which it has focused

In case you missed it - February 2012

  • Stoel Rives LLP
  • -
  • USA
  • -
  • February 15 2012

A smattering of bylaw amendments purporting to make Delaware the exclusive venue for shareholder derivative suits and claims of fiduciary duty breaches followed Vice Chancellor Laster’s suggestion in a 2010 case that such provisions would be enforceable

Financial services legislative and regulatory update - February 6, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • February 6 2012

It was only fitting that in a week where we honor Americas worst weatherman, err rodent that the week ended with a jobs creation announcement that shattered predictions

International regulatory update 21-25 November 2011

  • Clifford Chance LLP
  • -
  • Australia, Belgium, Czech Republic, European Union, Global, Hong Kong, Netherlands, United Kingdom, USA
  • -
  • November 28 2011

The Financial Markets Law Committee (FMLC) has published a paper responding to the UK government’s consultation paper entitled ‘A new approach to financial regulation: the blueprint for reform’, which was published in June 2011

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