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AFME and others respond on PRIPs

Dentons
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European Union
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February 11 2011

The Joint Associations Committee (JAC) on retail products of AFME, ICMA, FOA and ISDA has responded to the Commission's papers on PRIPs, the MiFID Review and the Insurance Mediation Directive (IMD) Review

Financial services legislative and regulatory update - October 10, 2011

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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USA
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October 10 2011

The theme of this past week is anger, primarily espoused by the Occupy Wall Street protests who continue to garner attention for their disenchantment with the financial services industry, corporate America and government

2012 annual compliance obligations: what you need to know

Pillsbury Winthrop Shaw Pittman LLP
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USA
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March 2 2012

In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers

Financial services regulatory reform update - August 6, 2012

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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USA
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August 6 2012

Members of Congress left town at the end of the week, fleeing the stifling heat of Washington, but not before providing a clear road map for the fall, lame duck and likely, the 2013 agenda

Federal rules effective dates

Winston & Strawn LLP
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USA
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December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission

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AFME and others respond on PRIPs

Financial services legislative and regulatory update - October 10, 2011

2012 annual compliance obligations: what you need to know

Financial services regulatory reform update - August 6, 2012

Federal rules effective dates

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