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International regulatory update 7 - 11 January 2013
- Clifford Chance LLP
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- European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
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- January 14 2013
EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage
Reminder periodic filing, notice and reporting requirements for private equity funds
- Debevoise & Plimpton LLP
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- USA
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- December 20 2012
Private equity funds (and their managersadvisers) are subject to various types of regulation under U.S. federal law, in particular under the Dodd-Frank
International regulatory update 12 - 16 November 2012
- Clifford Chance LLP
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- Australia, European Union, Singapore, Spain, United Kingdom, USA
- -
- November 19 2012
The European Commission has published a set of frequently asked questions on the regulation on OTC derivative transactions, central counterparties and trade repositories (EMIR), which was published in the Official Journal on 27 July 2012
International regulatory update
- Clifford Chance LLP
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- Australia, European Union, France, Germany, Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom
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- August 6 2012
The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed
Commerce Committee
- Russell McVeagh
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- New Zealand
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- July 5 2012
The Committee continued to hear submissions on the Financial Markets Conduct Bill
France creates a tax on financial transactions and adjusts registration duties on shares transfers
- Latham & Watkins LLP
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- France
- -
- March 19 2012
The first Amended Finance Law for 2012 was published in the official Gazette on 15 March 2012 (the “Law”
FERC and constellation energy commodities group settle investigation
- Morgan Lewis & Bockius LLP
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- USA
- -
- March 12 2012
A $135 million civil penalty is issued, along with $110 million in disgorgement of unjust profits, to resolve investigation into alleged electric energy market manipulation
2012 annual compliance obligations: what you need to know
- Pillsbury Winthrop Shaw Pittman LLP
- -
- USA
- -
- March 2 2012
In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers
CFTC changes rules affecting public and private funds
- Dechert LLP
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- USA
- -
- March 1 2012
The Commodity Futures Trading Commission (CFTC) on February 9, 2012 adopted final rules under the Commodity Exchange Act as amended (CEA) that modify and eliminate certain CFTC registration exclusions and exemptions widely used by sponsors of investment companies registered under the Investment Company Act of 1940 as amended (1940 Act) (mutual funds) and private investment funds
In case you missed it - February 2012
- Stoel Rives LLP
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- USA
- -
- February 15 2012
A smattering of bylaw amendments purporting to make Delaware the exclusive venue for shareholder derivative suits and claims of fiduciary duty breaches followed Vice Chancellor Laster’s suggestion in a 2010 case that such provisions would be enforceable
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