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Results: 1-10 of 18

The financial report November 21 2013 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • November 21 2013

According to CNBC, the Federal Reserve Board may delay by at least one year the implementation date for the Dodd-Frank Act’s Volcker Rule, which

Capital markets 2011 mid-year report

  • Torys LLP
  • -
  • Canada, USA
  • -
  • July 27 2011

To date, 2011 has been an exciting year in North American capital markets

CFTC sues Royal Bank of Canada for years long wash sale scheme

  • Dorsey & Whitney LLP
  • -
  • Canada, USA
  • -
  • April 4 2012

The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits

Financial services legislative and regulatory update - June 11, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • Canada, Spain, USA
  • -
  • June 11 2012

On Sunday, Spain announced that it would be seeking a bailout and the Eurozone banks agreed to lend Spain 100 billion euros ($125 billion dollars) in order to stabilize its banks

The financial report January 9, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 9 2014

The Federal Reserve Board, FDIC, OCC, and SEC announced a review of whether it would be appropriate and consistent with the Dodd-Frank Act to exempt

The Financial Report December 12 2013 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 12 2013

US financial services regulators voted to adopt regulations implementing the Dodd-Frank Act’s “Volcker Rule,” which prohibit deposit-taking banks

The financial report January 23, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 23 2014

Five US financial regulators (the Federal Reserve Board, FDIC, OCC, CFTC and SEC) published an interim final rule that will allow banks to retain

U.S. Volcker Rule passed by regulators

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • December 11 2013

Yesterday, the U.S. SEC, CFTC, FDIC, Federal Reserve, and Office of the Comptroller of the Currency approved the final rules implementing the

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

CFTC signs information sharing agreement with the Alberta Securities Commission

  • Winston & Strawn LLP
  • -
  • Canada, USA
  • -
  • June 21 2010

On June 16th, the CFTC announced that it and the Alberta Securities Commission have signed a new Memorandum of Understanding to enhance cooperation and the exchange of information relating to the supervision of cross-border clearing organizations