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Results: 1-10 of 15

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

The financial report March 20, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries

The financial report January 23, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 23 2014

Five US financial regulators (the Federal Reserve Board, FDIC, OCC, CFTC and SEC) published an interim final rule that will allow banks to retain

The financial report January 9, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 9 2014

The Federal Reserve Board, FDIC, OCC, and SEC announced a review of whether it would be appropriate and consistent with the Dodd-Frank Act to exempt

The Financial Report December 12 2013 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 12 2013

US financial services regulators voted to adopt regulations implementing the Dodd-Frank Act’s “Volcker Rule,” which prohibit deposit-taking banks

U.S. Volcker Rule passed by regulators

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • December 11 2013

Yesterday, the U.S. SEC, CFTC, FDIC, Federal Reserve, and Office of the Comptroller of the Currency approved the final rules implementing the

The financial report November 21 2013 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • November 21 2013

According to CNBC, the Federal Reserve Board may delay by at least one year the implementation date for the Dodd-Frank Act’s Volcker Rule, which

Canadian regulators provide temporary exemptions for swap execution facilities

  • Blake Cassels & Graydon LLP
  • -
  • Canada, USA
  • -
  • October 30 2013

Securities regulators in Ontario, Quebec, Alberta and Manitoba have temporarily exempted swap execution facilities, or SEFs, from recognition as

Financial services legislative and regulatory update - June 11, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • Canada, Spain, USA
  • -
  • June 11 2012

On Sunday, Spain announced that it would be seeking a bailout and the Eurozone banks agreed to lend Spain 100 billion euros ($125 billion dollars) in order to stabilize its banks

CFTC sues Royal Bank of Canada for years long wash sale scheme

  • Dorsey & Whitney LLP
  • -
  • Canada, USA
  • -
  • April 4 2012

The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits