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Results: 1-10 of 84

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

Osler’s insights on key developments in 2014 and their implications for Canadian business.

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”

Canadian securities regulators propose adoption of international standards for clearing agencies

  • Katten Muchin Rosenman LLP
  • -
  • Canada
  • -
  • November 30 2014

Canadian securities regulators proposed to adopt international standards as the minimum criteria for clearing agencies to be recognized under

Regulation of derivatives trading under the proposed Canadian cooperative capital markets regulatory system

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • November 28 2014

The federal government and the governments of British Columbia, New Brunswick, Ontario, Prince Edward Island and Saskatchewan (Participating

International regulatory update - 10 14 November 2014

  • Clifford Chance LLP
  • -
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • -
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The

AMF recognizes CFTC and ESMA rules for trade reporting

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 31 2014

Quebec's Autorité des marchés financiers yesterday issued a decision in which it recognizes that the trade reporting rules of the U.S. Commodity

Canadian consultation on capital markets acts important to derivatives markets

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 24 2014

As we posted earlier, the Department of Finance has published for consultation legislation to create a cooperative system under which participating

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

ASC staff notice 91-706 proposed replacement of Blanket Order 91-505 over-the-counter derivative transactions

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • October 6 2014

The Alberta Securities Commission (ASC) proposes to revoke its Blanket Order 91-505 (BOR 91-505) and concurrently issue a replacement Blanket Order

Notice of publication of OSC FAQs in respect of OSC Rule 91-506 and OSC Rule 91-507

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has published Frequently Asked Questions (FAQs) in