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Results: 1-10 of 78

Canadian consultation on capital markets acts important to derivatives markets

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 24 2014

As we posted earlier, the Department of Finance has published for consultation legislation to create a cooperative system under which participating

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

ASC staff notice 91-706 proposed replacement of Blanket Order 91-505 over-the-counter derivative transactions

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • October 6 2014

The Alberta Securities Commission (ASC) proposes to revoke its Blanket Order 91-505 (BOR 91-505) and concurrently issue a replacement Blanket Order

Notice of publication of OSC FAQs in respect of OSC Rule 91-506 and OSC Rule 91-507

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has published Frequently Asked Questions (FAQs) in

Canadian Securities Administrators CSA Consultation Paper 91-407 Derivatives: Registration

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • August 7 2014

Consultation Paper 91-407 Derivatives: Registration published by the Canadian Securities Administrators (CSA) Derivative Committee (Committee

The financial report July 10, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada
  • -
  • July 10 2014

The securities regulatory authorities in Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, Northwest Territories

International regulatory update - 16 20 June 2014

  • Clifford Chance LLP
  • -
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • -
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank

Deadline approaches for compliance with European derivatives risk mitigation measures

  • Borden Ladner Gervais LLP
  • -
  • Canada, European Union
  • -
  • April 29 2014

Canadian firms (among others) will continue to be asked by European counterparties in the global over-the-counter derivatives market to provide

The Ontario Securities Commission releases amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data reporting to delay effective date of trade reporting obligations

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 25 2014

Just over four months after the coming into force of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (the Trade Reporting Rule

The financial report April 17, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 17 2014

The D.C. Circuit Court of Appeals has ruled that the reporting requirement under Dodd-Frank, which requires that an issuer describe its products as