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Notice of publication of OSC FAQs in respect of OSC Rule 91-506 and OSC Rule 91-507

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • September 29 2014

The Ontario Securities Commission (OSC) has published Frequently Asked Questions (FAQs) in

Canadian Securities Administrators CSA Consultation Paper 91-407 Derivatives: Registration

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • August 7 2014

Consultation Paper 91-407 Derivatives: Registration published by the Canadian Securities Administrators (CSA) Derivative Committee (Committee

The financial report July 10, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada
  • -
  • July 10 2014

The securities regulatory authorities in Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, Northwest Territories

International regulatory update - 16 20 June 2014

  • Clifford Chance LLP
  • -
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • -
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank

Deadline approaches for compliance with European derivatives risk mitigation measures

  • Borden Ladner Gervais LLP
  • -
  • Canada, European Union
  • -
  • April 29 2014

Canadian firms (among others) will continue to be asked by European counterparties in the global over-the-counter derivatives market to provide

The Ontario Securities Commission releases amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data reporting to delay effective date of trade reporting obligations

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 25 2014

Just over four months after the coming into force of OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (the Trade Reporting Rule

The financial report April 17, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 17 2014

The D.C. Circuit Court of Appeals has ruled that the reporting requirement under Dodd-Frank, which requires that an issuer describe its products as

OTC derivative trade reporting delayed

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 11 2014

The Canadian Securities Administrators has just announced that derivative trade reporting will be delayed until October 31, 2014 (June 30, 2015 if no

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

The financial report March 20, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries