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Financial services update August 18 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

Transferred OTS Regulations and FDIC Regulations Regarding Post-Employment Activities of Senior Examiners. 79 FR 42181

Financial services update July 28 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 28 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing

Financial services update July 21 2014 Securities and Exchange Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

The Securities and Exchange Commission ("SEC") will hold an open meeting on July 23, 2014 where it is expected to consider whether to adopt

Financial services update July 21 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of

Financial services update July 14 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 14 2014

On July 11th, Reuters noted that the July 8, 2014 acquittal of Rengan Rajaratnam, the younger brother of convicted insider trader Raj

Financial services update May 19 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 19 2014

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing

Financial services update April 21 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • Iran, USA
  • -
  • April 21 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Financial services update April 14 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 14 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds.79

Financial services update April 8 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use