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Results: 1-10 of 138

CFTC makes self-executing and expands certain relief related to delegating CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 19 2014

The Commodity Futures Trading Commission made self-executing and somewhat expanded previously granted relief from registration requirements to

MFA offers recommendations to improve equity market structure, including increasing disclosure and transparency

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 5 2014

The Managed Futures Association issued a number of equity market structure policy recommendations last week. Among other things, MFA recommended that

ESMA consults on draft guidelines clarifying the definition of “derivatives” under MiFID

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • October 3 2014

On September 29, the European Securities and Markets Authority (ESMA) published a consultation paper (ESMA20141189) (Consultation Paper) concerning

US, EU regulators voice hopes for deal on clearinghouse oversight

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • September 19 2014

Top US and EU regulators have indicated in the last week a shared desire to agree on a framework for the trans-Atlantic supervision of clearinghouses

Japan SESC recommends FSA to fine unnamed Singapore entity for manipulation of JGB futures

  • Katten Muchin Rosenman LLP
  • -
  • Japan
  • -
  • September 14 2014

The Japan Securities and Exchange Surveillance Commission has recommended to the Japan Financial Services Agency that an administrative monetary

CFTC harmonizes marketing requirements for certain private funds with SEC rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 14 2014

The Commodity Futures Trading Commission's Division of Intermediary Oversight has provided exemptive relief to permit certain commodity pool

CFTC and SEC chairs testify before Senate Banking Committee on Dodd-Frank progress

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 14 2014

Six senior regulators of US agencies appeared before the US Senate Committee on Banking, Housing, and Urban Affairs to provide their insights on the

SEC proposes rule for communications involving security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

On September 8, the Securities and Exchange Commission proposed a rule providing that publication or distribution of quotes involving security-based

Update on timing and scope of ESMA clearing obligations

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • August 29 2014

On August 18, the consultation period closed for responding to the draft regulatory technical standards (RTS) published by the European Securities and

Parkcentral v. Porsche: Second Circuit opens the doors of Morrison, and declines to apply Section 10(b) to domestic securities-based swap transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

In Parkcentral Global Hub Ltd,. Et al. v. Porsche Automobile Holdings SE, et al., Dkt. No. 11-397-cv (2d Cir. Aug. 15, 2014), the US Court of Appeals