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Results: 1-10 of 150

CME Group and ICE Futures U.S. each fine a trader for automated trading system malfunction

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 29 2015

Citadel Securities LLC agreed to pay a fine of US $70,000 to the Chicago Mercantile Exchange because of its entry of an unspecified number of

ESMA issues revised technical standards regarding clearing obligation for interest rate swaps

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • March 15 2015

The European Securities and Markets Authority has amended its regulatory technical standards to address certain issues raised by the European

CBOE proposes to offer Extended Trading Hours for SPX and VIX options

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

The Chicago Board Options Exchange (CBOE) has proposed to offer Extended Trading Hours (ETH) on certain index options contracts. Starting on March 2

ESMA disagrees with certain recommendations by European Commission to its proposed technical standards for IRS clearing

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • February 1 2015

The European Securities and Markets Authority issued draft technical standards to govern clearing obligations regarding interest rate swaps. In

China regulator proposes to permit designated domestic futures contracts to be traded by foreigners

  • Katten Muchin Rosenman LLP
  • -
  • China
  • -
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures

SEC proposes reporting regime for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 18 2015

The Securities and Exchange Commission adopted two rules requiring security-based swap depositories to register with it, and enumerating such SDRs'

Investment company and former CEO charged with defrauding investors related to sale of index products using ETFs; firm settles by payment of US $35 million

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2015

The Securities and Exchange Commission filed charges against FSquared Investments, claiming it defrauded investors by falsely advertising a

Fed publishes Volker Rule FAQs; CFTC too

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2015

The Board of Governors of the Federal Reserve System is publishing frequently asked questions and answers related to what is commonly referred to as

ESMA publishes report on high-frequency trading activity in EU equity markets

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • December 19 2014

On December 17, the European Securities and Markets Authority (ESMA) published a report on high-frequency trading (HFT) in EU equity markets. The

Canadian securities regulators propose adoption of international standards for clearing agencies

  • Katten Muchin Rosenman LLP
  • -
  • Canada
  • -
  • November 30 2014

Canadian securities regulators proposed to adopt international standards as the minimum criteria for clearing agencies to be recognized under