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NYSE Euronext has announced that, subject to regulatory approval, it will commence clearing its European securities and derivatives business through two new, purpose-built clearing houses based in London and Paris in late 2012
The Financial Services Skills Council (FSSC) has published final draft versions of national occupational standards (NOS) for providing retail advice on securities and derivatives and for providing advice on securities and derivatives in the non-retail market
The EU-US Coalition on Financial Regulation (the Coalition) is an industry-led initiative created in 2005 to push for mutual regulatory recognition between EU member states and the US, as well as targeted rule convergence
In preparation for the 5 September 2009 meeting of G20 Finance Ministers and the 24 September 2009 Pittsburgh Summit the London Investment Banking Association, the Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, the Futures and Options Association and the Investment Industry Association of Canada have published a joint briefing note which sets out their members’ views on key overarching steps that should be taken in finalising the policy programme
