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Results: 1-10 of 29

Exemptive relief granted to facilitate foreign offerings being extended into Canada

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • May 3 2013

On April 23, 2013, Canadian securities regulators provided exemptive relief from certain disclosure requirements to a group of dealers in

New shareholder rights plan proposal may act as catalyst for proxy contests

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • April 19 2013

Last month, the Canadian Securities Administrators (CSA) published for comment proposed National Instrument 62-105 (NI 62-105), a discussion on which

Canadian Securities Administrators seek comments on proposed amendments to early warning reporting regime

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • March 21 2013

On March 13, 2013, the Canadian Securities Administrators (CSA) published a notice and request for comments relating to proposed amendments to

Australia in the Asian century

  • Norton Rose LLP
  • -
  • Asia-Pacific, Australia
  • -
  • December 18 2012

The Australian Government recently released the “Australia in the Asian Century White Paper” (White Paper

Securities in brief - Canadian legislative framework introduced for covered bonds

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • May 1 2012

On April 26, 2012 the Canadian government introduced legislation which provides a framework for the issuance of covered bonds by Canadian financial institutions

Do litigation funders need an AFS licence?

  • Norton Rose LLP
  • -
  • Australia
  • -
  • March 13 2012

The NSW Court of Appeal has delivered the most recent challenge to the Australian litigation funding industry, finding that a funding agreement was unenforceable on the basis that the litigation funder was dealing in a ‘financial product’ without an Australian Financial Services licence

Poison pills and go-shops: Alberta decision analyzes when shareholder rights plan “must go”

  • Norton Rose Canada LLP
  • -
  • Canada
  • -
  • November 15 2011

On October 14, 2011, the Alberta Securities Commission (ASC) issued its written decision regarding the Afexa Life Sciences Inc. shareholder rights plans in connection with competing takeover bids for Afexa

Twelve o’clock high: court upholds “tail-gunner” clause and awards success fee to former financial adviser

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • June 4 2010

In Seymour Pierce Limited v Grandtop International Holdings Limited 2010 EWHC 676 (QB) Mr Justice Eady upheld a "tail-gunner" clause in a financial adviser's engagement letter and awarded a success fee to the financial adviser after its former client completed a takeover of Birmingham City Football Club (with a different adviser) and even though its original retainer had been terminated

Hedge funds and private equity - vote postponed

  • Norton Rose LLP
  • -
  • European Union
  • -
  • May 18 2010

The European Parliament has issued a short press release stating that the Economic and Monetary Affairs Committee (ECON committee) has postponed its vote on the proposed Alternative Investment Fund Managers Directive so that further consideration can be given to the opinion of the Legal Affairs Committee

The draft directive on alternative investment fund managers

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 25 2010

On 4 March 2009, the Commission published its Communication for the Spring European Council which stated that in April 2009 the Commission would propose:"A comprehensive legislative instrument establishing regulatory and supervisory standards for hedge funds, private equity and other systemically important market players."