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Does an SEC attorney commit an ethical violation by encouraging whistleblowing lawyers?

Allen Matkins Leck Gamble Mallory & Natsis LLP
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USA
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June 18 2013

The Harvard Law School Forum on Corporate Governance and Financial Regulation included a comprehensive post by Lawrence A. West which tackles the

New York court allows disgorgement coverage action to proceed

Traub Lieberman Straus & Shrewsberry LLP
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USA
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June 18 2013

In its recent decision in J.P. Morgan Securities, Inc. v. Vigilant Ins. Co., 2013 N.Y. LEXIS 1465 (NY June 11, 2013), New York's Court of Appeals -

The floodgates are open: second whistleblower award sparks speculation over what's next

Baker & Hostetler LLP
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USA
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June 18 2013

Last week, the Securities and Exchange Commission (SEC) issued an order awarding three whistleblower awards to tipsters who helped the SEC with its

CFTC update: certain equity total return swaps to count toward de minimis exemption starting July 1

Schulte Roth & Zabel LLP
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USA
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June 18 2013

Approximately six months ago (on Dec. 21, 2012), the Commodity Futures Trading Commission staff provided temporary no-action relief1 allowing

Initial public offerings versus reverse takeovers: a Singapore perspective

Rodyk & Davidson LLP
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Singapore
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June 18 2013

An initial public offering (IPO) is the process whereby a private company obtains a listing and quotation of its shares on a stock exchange, and

SEC provides additional conflict minerals guidance

Fried Frank Harris Shriver & Jacobson LLP
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USA
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June 18 2013

Recently, the Division of Corporation Finance of the U.S. Securities and Exchange Commission (the "SEC") released unofficial guidance in a question

CSA provides flexibility for prospectus marketing rules

Davis LLP
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Canada
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June 18 2013

On May 30, 2013, the Canadian Securities Administrators published final amendments to the applicable securities rules that significantly expand the

Federal agencies make changes to regulation governing the garnishment of deposit accounts containing benefit payments

Reed Smith LLP
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USA
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June 18 2013

On May 29, the Treasury Department, Social Security Administration, and certain other federal agencies issued a final rule amending the regulation

Don't put potential whistleblowers on ice

Calfee Halter & Griswold LLP
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USA
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June 18 2013

It's more important than ever to investigate and evaluate the complaints of employee whistleblowers. After nearly a year since the first monetary

OSC staff issue forward-looking information guidance

Blake Cassels & Graydon LLP
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Canada
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June 18 2013

The Ontario Securities Commission issued OSC Staff Notice 51-721 - Forward-Looking Information Disclosure providing recommendations arising from a

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Search results

Does an SEC attorney commit an ethical violation by encouraging whistleblowing lawyers?

New York court allows disgorgement coverage action to proceed

The floodgates are open: second whistleblower award sparks speculation over what's next

CFTC update: certain equity total return swaps to count toward de minimis exemption starting July 1

Initial public offerings versus reverse takeovers: a Singapore perspective

SEC provides additional conflict minerals guidance

CSA provides flexibility for prospectus marketing rules

Federal agencies make changes to regulation governing the garnishment of deposit accounts containing benefit payments

Don't put potential whistleblowers on ice

OSC staff issue forward-looking information guidance

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