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Results: 1-10 of 39,923

CAQ field testing of PCAOB auditor report proposals highlights potential implementation challenges

  • Baker & McKenzie
  • -
  • USA
  • -
  • July 23 2014

On June 20, the Center for Audit Quality released the findings of its field testing of the Public Company Accounting Oversight Board’s proposed

SEC Chair has advice for directors

  • Baker & McKenzie
  • -
  • USA
  • -
  • July 23 2014

In a June 23 speech at the Stanford University Directors' College, SEC Chair Mary Jo White discussed the role of directors as gatekeepers and the

IOSCO BCBS Task Force launches Survey for securitisation market participants

  • Baker & McKenzie
  • -
  • Global
  • -
  • July 22 2014

As part of the work of the International Organisation of Securities Commissions (IOSCO) and the Basel Committee on Banking Supervision (BCBS) to

ESMA's Final Report on structured finance information under CRA III

  • Baker & McKenzie
  • -
  • European Union
  • -
  • July 22 2014

As outlined in detail in a Feature Piece in Edition 9 of this SCM Briefing, the European Securities and Markets Authority (ESMA) released a detailed

SEC issues guidance on affiliated transactions by series investment companies

  • Thompson Hine LLP
  • -
  • USA
  • -
  • July 22 2014

In June 2014, the Securities and Exchange Commission's (SEC) Division of Investment Management published a Guidance Update addressing the application

New sanctions which affect businesses’ rights and interests in Russia

  • Pepeliaev Group
  • -
  • Russia
  • -
  • July 22 2014

On 16 July 2014 the Office of Foreign Assets Control (OFAC) of the United States Department of the Treasury extended its Specially Designated

FINRA sends “public arbitrators” rule to SEC for approval

  • Burr & Forman LLP
  • -
  • USA
  • -
  • July 22 2014

On June 30, 2014, the Financial Industry Regulatory Authority ("FINRA") sent its proposed rules to limit the definition of "public arbitrators" to

Supreme Court to issue far reaching ruling on opinions under Section 11 of the Securities Act of 1933

  • Dechert LLP
  • -
  • USA
  • -
  • July 22 2014

In Omnicare, Inc. v. Laborers District Counsel Construction Industry Pension Fund, 13-435, the United States Supreme Court will address an important

AIFMD is here are you ready?

  • William Fry
  • -
  • European Union
  • -
  • July 22 2014

From this week, with 22 July 2014 marking the end of the transitional period for applications for authorisation under the Alternative Investment Fund

Financial services committee hearing may provide insights

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 21 2014

This Thursday, July 24th, the Capital Markets and Government Sponsored Enterprises Subcommittee will hold a hearing with Keith Higgins, Director of