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Results: 1-10 of 41,635

Understanding the ASEAN Collective Investment Scheme

  • Tilleke & Gibbins
  • -
  • Malaysia, Singapore, Thailand
  • -
  • October 17 2014

In the latest step towards the integration of Asean capital markets, Thailand-based fund managers can now offer retail funds directly to investors in

Financial Regulatory Developments 17 October - International Organisation of Securities Commissioners (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • October 17 2014

IOSCO is consulting on a set of principles for the custody of collective investment schemes' (CIS) assets. The nine principles focus on: the need for

Financial Regulatory Developments 17 October - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

ESMA's Securities and Markets Stakeholder Group (SMSG) has responded to ESMA's consultation on draft technical standards and possible delegated acts

Financial Regulatory Developments 17 October - European Supervisory Authorities (ESAS)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

ESMA, EBA and EIOPA have published their joint Work Programme for 2015. The programme focuses on: consumer protection: this will include work on

Financial Regulatory Developments 17 October - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

EBA and the European Central Bank (ECB) have announced that the results of the 2014 stress test of 130 banks will be announced at noon on 26 October

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 17 October - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

The Commission has adopted the Delegated Act containing the implementing rules that detail the requirements of the Solvency 2 Directive. These Level 2

Financial Regulatory Developments 17 October - Financial Stability Board (FSB)

  • Dentons
  • -
  • European Union
  • -
  • October 17 2014

FSB has published its final report on its Regulatory Framework for Haircuts on Non-centrally Cleared Securities Financing Transactions. The framework:

Hedge funds word of the day accelerated share repurchase

  • Latham & Watkins LLP
  • -
  • USA
  • -
  • October 16 2014

Latham & Watkins partner Rafal Gawlowski explains the Hedge Funds term Accelerated Share Repurchase, a method used by an issuer to buy back its own

FOS to review decision that SIPP operators should assess suitability of investments

  • CMS Cameron McKenna
  • -
  • United Kingdom
  • -
  • October 16 2014

The Financial Ombudsman Service (FOS) is to reconsider its decision against a self-invested personal pension (SIPP) operator. In a decision published