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Results: 1-10 of 39,970

Post-JOBS Act IPO trends

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 27 2014

Earlier this month, we commented on some statistics regarding the number of IPOs and the IPO backlog (based on public filings). Here, we offer a few

SEC approves FINRA Rule to prohibit conditioning customer settlements on expungement

  • BuckleySandler LLP
  • -
  • USA
  • -
  • July 25 2014

On July 23, FINRA announced that the SEC approved a new rule prohibiting FINRA-supervised firms and registered representatives from conditioning

Delaware Supreme Court upholds ruling ordering Wal-Mart to disclose documents relating to Mexican bribery allegations

  • BuckleySandler LLP
  • -
  • USA
  • -
  • July 25 2014

On July 23, the Delaware Supreme Court unanimously upheld a ruling by the Court of Chancery granting Wal-Mart Stores, Inc. shareholders access to

CFPB proposes rule to implement Dodd-Frank HMDA changes

  • BuckleySandler LLP
  • -
  • USA
  • -
  • July 25 2014

On July 24, the CFPB issued a proposed rule to expand the scope of HMDA data reporting requirements. Section 1094 of the Dodd-Frank Act transferred

SEC issues guidance on proxy voting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 25 2014

The Security and Exchange Commission's Divisions of Investment Management and Corporation Finance issued Staff Legal Bulletin No. 20 (IMCF) on June

FMCA and FMC regulations implementation update

  • Chapman Tripp
  • -
  • New Zealand
  • -
  • July 24 2014

The Ministry for Business, Innovation and Employment has today published a progress update on regulations to fully implement the Financial Markets

UCITS depositary regime clarified by the CSSF

  • Wildgen Partners in Law
  • -
  • Luxembourg
  • -
  • July 24 2014

New CSSF Circular 14587 on the provisions applicable to credit institutions acting as UCITS depositary under Part I of the law of 17 December 2010

Court case counsels caution for international telecommunications carriers

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • July 24 2014

As the Securities Exchange Commission ("SEC") and the Department of Justice ("DOJ") continue to aggressively pursue investigations under the Foreign

SEC approves amendments to rules governing money market funds

  • Dechert LLP
  • -
  • USA
  • -
  • July 24 2014

Today, the U.S. Securities and Exchange Commission ("SEC"), by a vote of 3 to 2, approved amendments to Rule 2a-7 and other rules that govern money

New CSSF Circular regarding the protection of investors in case of a material change to an open-ended UCI

  • Wildgen Partners in Law
  • -
  • Luxembourg
  • -
  • July 24 2014

The CSSF Circular 14591 regarding the protection of investors in case of a material change to an open-ended undertaking for collective investment