We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 41,103

Investor transparency post AIFMD: what have we gained?

  • Dechert LLP
  • -
  • European Union, Ireland
  • -
  • September 22 2014

The Alternative Investment Fund Managers Directive (201161EU) (the “Directive” or “AIFMD”) states in Recital 94 that its objective is:...to ensure

SEC Commissioner weighs in on regulatory process and capital formation

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • September 19 2014

SEC Commissioner Daniel Gallagher urged the commission on Wednesday to fulfill its mandate to promote capital formation. The SEC should

This week in securities litigation (week ending September 19, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken

Prepare for the magnifying glass: SEC hikes scrutiny of asset managers - 4 steps to consider

  • DLA Piper LLP
  • -
  • USA
  • -
  • September 19 2014

Earlier this month, the Wall Street Journal reported that the Securities and Exchange Commission is in the process of preparing new rules to increase

CFTC staff issues JOBS Act exemptive relief harmonizing with SEC’s adoption of Rule 506(C) and amendments to Rule 144A

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • September 19 2014

On September 9, 2014, the Division of Swap Dealer and Intermediary Oversight ("DSIO") of the Commodity Futures Trading Commission

New regulatory regime launched to facilitate Irish Loan Originating Funds

  • McCann FitzGerald
  • -
  • Ireland
  • -
  • September 19 2014

Following detailed consultation with industry (CP 85), the Central Bank of Ireland (the "Central Bank"), on 18 September 2014, announced the launch

SEC cracks down on failure to file timely reports under the Securities Exchange Act of 1934

  • Womble Carlyle Sandridge & Rice LLP
  • -
  • USA
  • -
  • September 19 2014

Last week, the Securities and Exchange Commission (the "SEC") announced charges against 28 officers, directors and principal shareholders for failing

Financial Regulatory Developments 19 September - British Venture Capital Association (BVCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 19 2014

BVCA has published a report it commissioned from King's College, London on lessons learnt from the negotiation of the AIFMD. Among the key

Financial Regulatory Developments 19 September - Global Financial Markets Association (GFMA)

  • Dentons
  • -
  • Global
  • -
  • September 19 2014

GFMA and other industry associations have submitted further concerns about the practicalities and timelines of the reporting requirements under the

Financial Regulatory Developments 19 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 19 2014

ESMA has published a revised version of its advice to the Commission on the report the Commission has to adopt regarding the development of a