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Results: 1-10 of 43,519

France's double-trial system for market abuses may be headed for reform

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • France
  • -
  • January 28 2015

In 2015, the French double-trial system for market abuses will be referred to the Constitutional Council for an assessment of the system's

PCAOB alerts on deficiencies in broker-deal audits

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 28 2015

The first five inspections of broker-dealer audit and new attestation engagements subject to PCAOB standards show deficiencies in the auditors'

Underwriters settle Sino-Forest claims

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • January 28 2015

A group of underwriters that were named as defendants in the ongoing Sino-Forest class action have reached a settlement agreement with the investor

Broker-dealers face unique challenges under unclaimed property laws, says new SIFMA white paper

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • January 28 2015

On January 23, 2015, the Securities Industry and Financial Markets Association (SIFMA) released a new White Paper outlining the unique and varied

Disclosing “Outside Business Activities” OSC amnesty deadline ends March 27, 2015

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • January 28 2015

Registered representatives and "permitted individuals" (representatives) must disclose any outside employment and business activities to their

New five business day timeline for debt tender or exchange offers

  • White & Case LLP
  • -
  • USA
  • -
  • January 28 2015

On January 23, 2015, the Staff of the US Securities and Exchange Commission issued a no-action letter (the "No-Action Letter") providing that it

Federal financial institutions legislative and regulatory reporter - January 2015

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • January 28 2015

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial

Securities law in France: 9 recent legal developments

  • Latham & Watkins LLP
  • -
  • France
  • -
  • January 28 2015

In the last six months, various legal developments have taken place in the field of securities law in France.The Law of 29 March 2014 introduced

Trends in Chapter 11 filings, venue and proposed reforms

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • January 27 2015

Corporate Chapter 11 filings remained relatively low in 2014, down slightly from 2013, due to a robust capital market environment, low interest rates

New Israeli regulations applicable to Credit Rating Agencies

  • S Horowitz & Co
  • -
  • Israel
  • -
  • January 27 2015

Regulation of the activities of Credit Rating Agencies ("CRAs") in Israel is fairly new, with the first piece of legislation specifically regulating