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Regulatory update - August 2014

  • McCann FitzGerald
  • -
  • Ireland
  • -
  • August 8 2014

We set out below an overview of some recent regulatory developments which might be of interest to financial service providers including investment

Central Bank publication of Handbook of Prudential Requirements for Investment Intermediaries

  • A&L Goodbody
  • -
  • Ireland
  • -
  • August 6 2014

The Central Bank has published a Handbook on the requirements imposed under the Investment Intermediaries Act, 1995. The requirements apply to those

Regulatory update - April 2014

  • McCann FitzGerald
  • -
  • European Union, Ireland
  • -
  • April 28 2014

We set out below an overview of some recent regulatory developments which might be of interest to financial service providers including investment

The Central Bank publishes FAQ on revised Corporate Governance Code for Credit Institutions and Insurance Undertakings 2013

  • A&L Goodbody
  • -
  • Ireland
  • -
  • April 8 2014

The Central Bank has published an FAQ guide on the revised Corporate Governance Code for Credit Institutions and Insurance Undertakings 2013, which

Sellers beware: Central Bank guidance on advertising requirements

  • William Fry
  • -
  • Ireland
  • -
  • January 10 2014

The Central Bank's principal objective in relation to advertising is that consumers should receive balanced information which is "clear, fair

Central Bank of Ireland publishes Issue 3 of the Intermediary Times

  • Matheson
  • -
  • Ireland
  • -
  • September 20 2012

The Central Bank has recently published its third issue of the Intermediary Times, a newsletter for brokers and retail intermediaries

New naming powers proposed for the Financial Services Ombudsman

  • Matheson
  • -
  • Ireland
  • -
  • September 12 2012

The Minister for Finance has expressed his backing for proposals to grant new powers to the Financial Services Ombudsman (FSO) to “name and shame” financial service providers against which complaints have been upheld

Central Bank publishes amended FAQ document regarding fitness and probity requirements

  • A&L Goodbody
  • -
  • Ireland
  • -
  • July 31 2012

CBI has updated its frequently asked questions document (Updated FAQs) providing guidance in respect of the fitness & probity regime applicable to Irish regulated entities

Financial services ombudsman focuses on the insurance sector

  • Matheson
  • -
  • Ireland
  • -
  • April 23 2012

It has been a busy year for the Financial Services Ombudsman (FSO), Bill Prasifka, who recently issued his final bi-annual review for 2011

Advertising and the CPC - are you compliant?

  • Matheson
  • -
  • Ireland
  • -
  • April 23 2012

On 14 February 2012, the Central Bank expressed its concerns about the advertising of regulated financial services and products, and announced that it is actively reviewing the advertising of financial products and services by regulated firms