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Results: 1-10 of 317

Regulator's pursuit of market misconduct in Hong Kong top court delivers written judgment

  • RPC
  • -
  • Hong Kong
  • -
  • May 23 2013

As noted in my blog of 30 April, the Court of Final Appeal in Hong Kong ("the CFA") abruptly dismissed the appeal in Tiger Asia Management LLC & Ors

SFC proposes to amend Professional Investor Regime and Client Agreement Requirements

  • Clifford Chance LLP
  • -
  • Hong Kong
  • -
  • May 21 2013

On 15 May 2013, the Securities and Futures Commission (SFC) published a Consultation Paper on the Proposed Amendments to the Professional

Hong Kong applying securities laws to sales of hotel units

  • Proskauer Rose LLP
  • -
  • Hong Kong
  • -
  • May 18 2013

In a move that represents a first in Hong Kong, one of the territory's largest listed property developers, Cheung Kong (Holdings) Limited and certain

Tiger Asia management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the securities and futures ordinance under Section 213

  • Herbert Smith Freehills LLP
  • -
  • Hong Kong
  • -
  • May 16 2013

After over two and a half years since US-based hedge fund manager Tiger Asia Management LLC and its three officers (collectively "Tiger Asia") sought

All the better to eat you with court of final appeal gives SFC bigger teeth with third route of enforcement in Tiger Asia

  • Hogan Lovells
  • -
  • Hong Kong
  • -
  • May 14 2013

The Securities and Futures Commission ("SFC") commenced a series of test cases seeking to use section 213 of the Securities and Futures Ordinance

Hong Kong capital markets

  • Paul Hastings LLP
  • -
  • Hong Kong
  • -
  • May 13 2013

Corporate Partner Vivian Lam discusses the Hong Kong capital markets. Click here to watch video

Tiger Asia appeal dismissed - the final word on section 213

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • May 1 2013

Yesterday the Hong Kong Court of Final Appeal, led by Chief Justice Ma, ruled in favour of the Securities and Futures Commission ("SFC") in the long

Hong Kong capital markets quarterly news

  • Morrison & Foerster LLP
  • -
  • Hong Kong
  • -
  • April 29 2013

In February 2013, the Takeovers and Mergers Panel (“Panel”) ruled that an obligation under the Takeovers Code to make a chain principle offer for Hong

Misselling: a global perspective

  • Clifford Chance LLP
  • -
  • France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
  • -
  • April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Electronic trading : new Hong Kong regulations in 2014

  • King & Wood Mallesons
  • -
  • Hong Kong
  • -
  • April 22 2013

High frequency (HF) and algorithmic (algo) trading1 has attracted regulators' attention for some time. Following global initiatives to regulate HF