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Results: 1-10 of 59

Securities

  • Norton Rose LLP
  • -
  • Global
  • -
  • March 5 2007

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report entitled Market Intermediary Management of Conflicts that Arise in Securities Offerings

Examination of governance for collective investment schemes - Part II

  • Norton Rose LLP
  • -
  • Global
  • -
  • March 5 2007

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published Part II of its Report on the Examination of Governance for Collective Investment Schemes (the Report

ISLA Model for Agent Lender Disclosure in Europe Version 1.0

  • Norton Rose LLP
  • -
  • Global
  • -
  • July 28 2008

The International Securities Lending Association (ISLA) has published recommendations entitled ISLA Model for Agent Lender Disclosure in Europe Version 1.0 (the Recommendations

IOSCO speech - Who should do what in the global financial architecture... the art of the possible

  • Norton Rose LLP
  • -
  • Global
  • -
  • May 4 2009

The International Organization of Securities Commissions (IOSCO) has published a speech by its Chairperson Jane Diplock (JD

Report of the Financial Stability Forum on enhancing market and institutional resilience

  • Norton Rose LLP
  • -
  • Global
  • -
  • April 21 2008

In October 2007, the G7 Ministers and Central Bank Governors asked the Financial Stability Forum (FSF) to analyse the causes and weaknesses that have produced the current market turmoil and to set out recommendations for increasing the resilience of markets and institutions

IOSCO consultation report on unregulated financial markets and products

  • Norton Rose LLP
  • -
  • Global
  • -
  • May 11 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a Consultation Report on unregulated financial markets and products

Sustainable investment trend: legal impact on your business?

  • Norton Rose Canada LLP
  • -
  • Canada, Global
  • -
  • May 19 2009

On September 9, 2008, Norway’s Ministry of Finance decided to exclude a global mining company from its national "Government Pension Fund - Global" (the "Global Fund"

Customer suitability in the retail sale of financial products and services

  • Norton Rose LLP
  • -
  • Global
  • -
  • May 12 2008

The Bank for International Settlements has published a report entitled Customer suitability in the retail sale of financial products and services

IOSCO publishes due diligence good practices for investment managers

  • Norton Rose LLP
  • -
  • Global
  • -
  • September 11 2009

The International Organisation of Securities Commission (IOSCO) recently released a paper that recommended a number of practices to be adopted by investment managers in performing due diligence

Credit crisis: the long-term implications for a turbulent market

  • Norton Rose LLP
  • -
  • Global
  • -
  • October 10 2008

The credit crunch has entered a dramatic new phase

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