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Results: 1-10 of 64

Tools for regulatory quality and financial sector regulation - a cross-country perspective

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • January 4 2010

The Organisation for Economic Co-Operation and Development (OECD) has published its latest Working Paper on Public Government

IOSCO: principles for periodic disclosure by listed entities - final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • February 26 2010

On 22 February 2010 the Technical Committee of the International Organization of Securities Commissions (IOSCO) published its final report on principles for periodic disclosure by listed entities

IOSCO consultation report on private equity conflicts of interest

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 9 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report on private equity conflicts of interest

Promoting global adherence to international cooperation and information exchange standards

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • March 15 2010

The Financial Stability Board (FSB) has published a paper which is entitled Promoting global adherence to international cooperation and information exchange standards

OECD: corporate governance and the financial crisis: Conclusions and emerging good practices to enhance implementation of the Principles

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • February 26 2010

On 24 February 2010 the Organisation for Economic Cooperation and Development (OECD) published a report from the OECD Steering Group on corporate governance setting out conclusions and emerging good practices regarding corporate governance

IOSCO publishes principles for effective regulation of short selling

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • June 29 2009

The International Organization of Securities Commissions (IOSCO) has published a final report entitled Regulation of Short Selling which contains high level principles for the effective regulation of short selling

FATF reports on money laundering and terrorist financing in securities sector

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector

Hedge funds oversight: final report

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • August 11 2009

On 22 June 2009, the International Organization of Securities Commissions (IOSCO) published a final report on hedge funds oversight

IOSCO publishes due diligence good practices for investment managers

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 11 2009

The International Organisation of Securities Commission (IOSCO) recently released a paper that recommended a number of practices to be adopted by investment managers in performing due diligence

IOSCO consults on auditor transparency, communication and ownership structures

  • Norton Rose Fulbright LLP
  • -
  • Global
  • -
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues