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Privacy & cybersecurity update, issue 3 - October, 2014

  • Jones Day
  • -
  • Australia, Brazil, Canada, Chile, China, European Union, France, Germany, Hong Kong, Ireland, Italy, Japan, Mexico, Netherlands, New Zealand, Russia, Taiwan, USA
  • -
  • October 15 2014

On August 1, the Federal Trade Commission ("FTC") issued a report on mobile shopping applications. In it, the FTC found that such apps often fail to

Asset management: seven issues in seven minutes

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • October 7 2014

To kick off the start of the third quarter of 2014, we set out the seven key regulatory issues driving risk, operations and market trends for asset

FOFA hotspots

  • Herbert Smith Freehills LLP
  • -
  • Australia
  • -
  • October 1 2014

Having moved into the Future of Financial Advice (FOFA) implementation phase, subject to any disallowance of applicable FOFA provisions, various

Disclosure obligations of financial services licensees: a refresher and some recent insights

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • September 9 2014

As we notice an upturn in regulatory scrutiny of the financial services industry, and see a degree of focus on the adequacy of breach reporting by

The future of the Future - who benefits?

  • Piper Alderman
  • -
  • Australia
  • -
  • September 1 2014

Having sought to make changes to the Future of Financial Advice legislation, the Government accepted proposed amendments from the Palmer United Party

Retail bond market, equity and convertible markets and disclosure

  • King & Wood Mallesons
  • -
  • Australia
  • -
  • August 28 2014

Responding to the FSI's request for views on proposals to change the disclosure regimes concerning capital raisings and to create (further

ASIC supports licensing technology vendors serving Australia’s financial services industry

  • Russell Kennedy
  • -
  • Australia
  • -
  • August 28 2014

In its second submission to the Financial System Inquiry, the Australian Securities & Investments Commission ("ASIC") declared its support for

The financial report August 21, 2014 - news from Asia and the Pacific

  • DLA Piper LLP
  • -
  • Australia, Singapore
  • -
  • August 21 2014

The Monetary Authority of Singapore, the Accounting and Corporate Regulatory Authority and the Singapore Exchange issued a revised Guidebook for

ASIC shuts down unlicensed foreign exchange business

  • Squire Patton Boggs
  • -
  • Australia
  • -
  • August 14 2014

Online financial services businesses operating in Australia should be aware of the risks of operating without an Australian financial services

Taking stock: the financial system inquiry’s Interim Report

  • Gilbert + Tobin
  • -
  • Australia
  • -
  • August 5 2014

The Murray Inquiry's Interim Report, released on 15 July 2014, is a comprehensive overview of the key themes emerging from the 280 first round