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Results: 1-10 of 309

Company fined and censured for breaching NZ director listing rule

  • Bell Gully
  • -
  • New Zealand
  • -
  • October 29 2010

The NZ Markets Disciplinary Tribunal has found that Insured Group Limited (formerly Lombard Group Limited) breached Rule 3.3.1(b) of the NZSX Listing Rules between 11 June and 11 July this year, when it failed to have at least two directors who were ordinarily resident in New Zealand

Reserve Bank and NZX reach agreement

  • Bell Gully
  • -
  • New Zealand
  • -
  • October 29 2010

The Reserve Bank and NZX run New Zealand's two principal securities settlement systems: NZClear and New Zealand Clearing Limited, respectively

Commission consults on standard conditions for QFE's disclosure obligations

  • Bell Gully
  • -
  • New Zealand
  • -
  • October 29 2010

The Securities Commission has released a consultation paper and invited submissions on proposed disclosure obligations to be included in standard conditions for businesses granted Qualifying Financial Entity (QFE) status under the Financial Advisers Act

Minister welcomes appointment of CEO for super regulator

  • Bell Gully
  • -
  • New Zealand
  • -
  • October 29 2010

Commerce Minister Hon Simon Power has welcomed the appointment of Sean Hughes as chief executive-designate of the new market conduct regulator for the financial sector, the Financial Markets Authority

Recent developments for the Fourth Quarter 2009

  • Baker & McKenzie
  • -
  • Australia, China, Denmark, Estonia, France, Hungary, India, Israel, Italy, Jersey, New Zealand, Peru, Poland, Qatar, Russia, Slovakia, South Africa, Spain, Sweden, United Kingdom, USA, Vietnam
  • -
  • February 17 2010

This letter is from the Global Equity Services ("GES") group in San Francisco, Chicago and New York

Bell Gully makes submissions on the FMA Bill

  • Bell Gully
  • -
  • New Zealand
  • -
  • December 10 2010

Bell Gully has lodged submissions with the Commerce Select Committee on the Financial Markets (Regulators and KiwiSaver) Bill 2010 (FMA Bill

Periodic disclosure for KiwiSaver schemes discussion document

  • Bell Gully
  • -
  • New Zealand
  • -
  • December 10 2010

In April this year, Cabinet agreed that KiwiSaver scheme providers should be required to periodically publish information on fees, returns, and asset allocations in a prescribed manner in order to provide investors, advisers, regulators, and market commentators with consistent and comparable information on such matters

Guidance note on Financial Advisers Act exemptions

  • Bell Gully
  • -
  • New Zealand
  • -
  • December 10 2010

The Securities Commission may grant exemptions from compliance with any obligation under the Financial Advisers Act 2008 (FAA), the regulations or the Code of Professional Conduct for Authorised Financial Advisers, and from the obligation to register under the Financial Service Providers (Registration and Dispute Resolution) Act 2008

Legal update - Securities Commission class exemption review

  • Buddle Findlay
  • -
  • New Zealand
  • -
  • December 16 2010

The Securities Commission has announced that it is reviewing class exemption notices under the Securities Act 1978 in light of the transition from the 1983 to 2009 Securities Regulations

James Hardie appeal Australian lesson for New Zealand directors

  • Simpson Grierson
  • -
  • Australia, New Zealand
  • -
  • February 18 2011

A recent decision of the New South Wales Court of Appeal (Court) overturned an earlier decision against directors of James Hardie

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