Search results

Order by most recent / most popular / relevance

Results: 1-10 of 19

Lombard decision - directors sentenced

Simpson Grierson
-
New Zealand
-
March 30 2012

The Lombard directors were sentenced in the High Court in Wellington yesterday (29 March 2012

Search and enforcement under the FMA

Simpson Grierson
-
New Zealand
-
December 1 2010

A new Financial Markets Authority (FMA) is to be created to monitor compliance with financial market legislation as well as the governance, reporting and supervision required by financial market participants

James Hardie appeal Australian lesson for New Zealand directors

Simpson Grierson
-
Australia, New Zealand
-
February 18 2011

A recent decision of the New South Wales Court of Appeal (Court) overturned an earlier decision against directors of James Hardie

Financial Markets Authority another step closer

Simpson Grierson
-
New Zealand
-
March 14 2011

The creation of the Financial Markets Authority (FMA) advanced another step on 1 March 2011, when the legislation governing the FMA was reported back from Select Committee

Securities law review significant decisions made

Simpson Grierson
-
New Zealand
-
March 18 2011

The Government's financial sector reform programme took a further step forward on 17 March 2011, with the announcement of Cabinet's decisions on the review of New Zealand's securities laws

Reflections and 2011 outlook

Simpson Grierson
-
New Zealand
-
May 13 2011

The last few years have been challenging for New Zealand's corporate advisory market with the Global Financial Crisis (GFC) taking its toll on activity and transaction volumes

Nathans Finance verdict: guilty

Simpson Grierson
-
New Zealand
-
July 14 2011

On 8 July, a High Court Judge found three directors of Nathans Finance, Roger Moses, Mervyn Doolan and Donald Young, guilty of offences under the Securities Act

FMA issues revised guidance on securities offering documents

Simpson Grierson
-
New Zealand
-
April 11 2012

The Financial Markets Authority has released its revised guidance note on effective disclosure for prospectuses and investment statements

Clear, concise and effective: draft FMA guidance on securities offering documents

Simpson Grierson
-
New Zealand
-
March 5 2012

The Financial Markets Authority (FMA) recently released a draft guidance note on effective disclosure

Bridgecorp decision

Simpson Grierson
-
New Zealand
-
April 5 2012

Three Bridgecorp directors were today found guilty on various criminal charges relating to misleading investors

next >