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Fines and periodic penalty payments in case of violation of EU regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 11 2013

A decree enabling the Netherlands Authority for the Financial Markets ("AFM") and the Dutch Central Bank ("DNB") to impose a fine or periodic penalty

Bill limiting liability of financial supervisors

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • January 20 2012

Legislation currently in force provides no special liability regime for financial supervisors

Introduction of suitability test for daily policy makers

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • January 20 2012

A bill was adopted by parliament on 20 December 2011 introducing a suitability test for (daily) policy makers of financial institutions and trust offices in the Netherlands

AFM to use mystery shoppers

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 14 2011

The Netherlands Authority for the Financial Markets ("AFM") has announced its intention to use mystery shoppers during supervisory investigations

A new financial penalty regime for companies and management

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • August 10 2009

Recently, two bills have been adopted in the Dutch Parliament, introducing a substantial increase in administrative fines under Dutch financial supervision laws that can be imposed by the Dutch financial regulators (AFM and DNB), and personal liability of management under these laws