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AFM may send letters asking for copies of business documents

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The District Court in Rotterdam recently ruled that the Authority for the Financial Markets (AFM) may ask for copies of business documents by sending

Scope of AIFM Directive managers of pension fund assets included

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Managers of investment funds that exclusively manage the assets of pension funds will be subject to the rules of the AIFM Directive, to be

Council of State ruling on SNS

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The Minister of Finance was entitled to expropriate the securities- including shares, subordinated bonds, and participation certificates - and

Investment companies banned from charging commissions

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

From 2014, investment companies may no longer receive or pay commission from or to third parties. Their customers will have to pay directly for any

AFM publications

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Draft policy rule on calculation of short positions: A duty to report short positions will take effect on 1 July 2013. To clarify what constitutes a

New legislation and regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 4 2013

The majority of provisions of this bill came into force on 1 January 2013, introducing the following substantive changes; the public offer rules are

Decree published on funding of financial supervision 2012

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

This decree implements the Act on funding of financial supervision, which outlines how the costs of the AFM and DNB will be financed

AFM publications

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

AFM announces preliminary plans for 2013

Consultation on Financial Markets Amendment Bill 2014

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

The Minister of Finance is holding a consultation on this bill, which is open for comment until 18 October 2012

Changes to proposed Financial Markets Amendment Decree 2013

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 15 2012

This decree is expected to come into effect on 1 January 2013