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Federal rules effective dates

Winston & Strawn LLP
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USA
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May 20 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

Financial services legislative and regulatory issues update May 20

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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USA
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May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

Morrison & Foerster LLP
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USA
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May 15 2013

Last week, the U.S. Department of Justice (DOJ) announced the indictment of two employees of a U.S. broker-dealer, Direct Access Partners, and a

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

Edwards Wildman Palmer LLP
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USA
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May 15 2013

On Monday, Southern District of New York Judge Shira Scheindlin dismissed the entire suit in Gusinsky v. Barclays, without leave to amend and with

Financial Services Committee passes bipartisan legislation on derivatives, SEC accountability & JOBS

King & Spalding LLP
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USA
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May 15 2013

The House Financial Services Committee last week passed bipartisan bills to fix unintended consequences of derivatives provisions in the Dodd-Frank

Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

Duane Morris LLP
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USA
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May 14 2013

On May 7, 2013, the U.S. Attorney's Office for the Southern District of New York (SDNY) unsealed extraordinary criminal charges against two

Debt traders beware: the SEC is watching

Winston & Strawn LLP
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USA
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May 14 2013

There is a vibrant market in selling all forms of debt, including bank debt, bond debt, and even trade claims. Many believe that the trading of debt

Financial services legislative and regulatory update

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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USA
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May 13 2013

What had been a relatively quiet week, where until Friday it seemed like the biggest news was that Treasury Secretary Jack Lew was working on his

Dealing with civil investigative demands from the CFPB - rules, responses & pitfalls

Pillsbury Winthrop Shaw Pittman LLP
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USA
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May 8 2013

The Consumer Financial Protection Bureau's civil investigative demand ("CID") authority has recently presented significant compliance difficulties

Voluntary secondary market disclosure about bank loans

King & Spalding LLP
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USA
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May 8 2013

Recently, a Task Force made up of representatives of the American Bankers Association, the Bond Dealers of America, GFOA, the Investment Company

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Search results

Federal rules effective dates

Financial services legislative and regulatory issues update May 20

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

Financial Services Committee passes bipartisan legislation on derivatives, SEC accountability & JOBS

Unprecedented FCPA wake-up call for U.S. broker-dealers and foreign banks: has the perfect FCPA storm finally arrived for U.S. financial markets?

Debt traders beware: the SEC is watching

Financial services legislative and regulatory update

Dealing with civil investigative demands from the CFPB - rules, responses & pitfalls

Voluntary secondary market disclosure about bank loans

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