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SEC approves NYSE and NASDAQ new compensation committee and adviser listing standards

Katten Muchin Rosenman LLP
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USA
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January 18 2013

On January 11, the Securities and Exchange Commission approved final amendments to listing standards submitted by NYSE Regulation, Inc. and NASDAQ

CII submits Rule 10b5-1 rulemaking petition to the SEC

Katten Muchin Rosenman LLP
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USA
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January 4 2013

On November 28 the Council of Institutional Investors (CII), an association of public, corporate and union pension funds and other employee benefit plans

Nallengara to replace cross as corp. fin. chief

Katten Muchin Rosenman LLP
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USA
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December 21 2012

On December 17, Securities and Exchange Commission Chairman Elisse Walter named Lona Nallengara as Acting Director of the Division of Corporation Finance

SEC accountants speak at AICPA Conference

Katten Muchin Rosenman LLP
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USA
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December 7 2012

On December 3, staff of the Office of the Chief Accountant of the Securities and Exchange Commission spoke at the 2012 National Conference of the American Institute of Certified Public Accountants Conference on Current SEC and Public Company Accounting Oversight Board Developments

SEC sets rulemaking agenda for 2013

Katten Muchin Rosenman LLP
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USA
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December 7 2012

In its fiscal year 2012 Agency Financial Report released last week, the Securities and Exchange Commission published its rulemaking agenda for 2013 under both the Dodd-Frank Wall Street Reform and Consumer Protection Act and the Jumpstart Our Business Startups Act

SEC publishes list of rules to be reviewed over next 12 months

Katten Muchin Rosenman LLP
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USA
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November 30 2012

On November 28, the Securities and Exchange Commission published a list of rules to be reviewed pursuant to the Regulatory Flexibility Act (RFA

SEC posts Small Entity Compliance Guide regarding conflict minerals disclosure

Katten Muchin Rosenman LLP
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USA
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November 30 2012

On November 13, the Division of Corporation Finance of the Securities and Exchange Commission posted A Small Entity Compliance Guide (Compliance Guide) on its website related to the final rule implementing disclosure and reporting requirements regarding the use by issuers of conflict minerals from the Democratic Republic of the Congo (DRC) and adjoining countries (collectively, the Covered Countries

SEC rejects motion to stay resource extraction disclosure rules

Katten Muchin Rosenman LLP
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USA
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November 16 2012

On November 8, the Securities and Exchange Commission denied a motion to stay the effective date of the recently enacted resource extraction disclosure rules

SEC to extend filing deadlines for filers affected by Hurricane Sandy

Katten Muchin Rosenman LLP
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USA
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November 9 2012

On November 5, the Securities and Exchange Commission announced that it would extend filing deadlines for issuers affected by Hurricane Sandy and its aftermath

SEC staff publishes new guidance on shareholder proposals

Katten Muchin Rosenman LLP
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USA
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October 26 2012

On October 16 the Securities and Exchange Commission’s Division of Corporation Finance issued Staff Legal Bulletin No. 14G (SLB 14G) providing guidance with respect to three issues in connection with shareholder proxy proposals that arose during the 2012 proxy season

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