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Results: 1-10 of 3,073

Ontario Securities Commission willing to accept “no-contest” settlements

  • Dentons
  • -
  • Canada
  • -
  • March 17 2014

On March 11, 2014, the Ontario Securities Commission (the "OSC") adopted the following enforcement initiatives aimed at encouraging cooperation from

TSX changes rules on director elections; OSC provides targeted participation fee relief

  • Dentons
  • -
  • Canada
  • -
  • March 19 2014

The Ontario Securities Commission (the "OSC") has approved amendments (the "Amendments") to Part IV of the Toronto Stock Exchange (the "TSX") Company

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

Financial Regulatory Developments 14 March - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • March 14 2014

In response to concerns over the lack of a uniform global standard for investment firms' capital adequacy, IOSCO has published a report comparing

Financial Regulatory Developments 14 March - European Supervisory Authorities (ESAs)

  • Dentons
  • -
  • European Union
  • -
  • March 14 2014

The ESAs are consulting until 12 June on proposals for convergence in regulatory supervision of financial conglomerates. The consultation focuses on

Financial Regulatory Developments 14 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

BoE has announced the appointment of Lord Grabiner to help its investigations into activities in the foreign exchange (fx) market. (Source: BoE

Financial Regulatory Developments 14 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 14 2014

ESMA has published its latest Risk Dashboard. It found an improvement in conditions in the securities markets, but noted that risks are still

Company press releases during proxy fights may not be proxy solicitations

  • Dentons
  • -
  • Canada
  • -
  • March 10 2014

In Smoothwater Capital Partners LP I v. Equity Financial Holdings Inc., 2014 ONSC 324, the Ontario Superior Court of Justice held that a press

New Reg D guidelines under the JOBS Act

  • Dentons
  • -
  • USA
  • -
  • December 11 2013

In this video interview, New York Corporate partner Walter Van Dorn examines the US Securities and Exchange Commission's (SEC) adoption of the final

Regulatory guidelines for crowdfunding

  • Dentons
  • -
  • USA
  • -
  • December 10 2013

In this video interview, New York Corporate partner Walter Van Dorn examines the US Securities and Exchange Commission's (SEC) upcoming rules for