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Results: 1-10 of 3,161

CESR and ESCB publish settlement and counterparty recommendations

  • Dentons
  • -
  • European Union
  • -
  • October 31 2008

CESR and the European System of Central Banks are consulting on recommendations to increase the safety, soundness and efficiency of securities clearing and settlement systems and central counterparties

CESR consults on short-selling

  • Dentons
  • -
  • European Union
  • -
  • July 10 2009

CESR is consulting on a pan-European disclosure regime for short-selling

Complaints Commissioner recommends settlement notes

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

The Complaints Commissioner has suggested FSA should consider agreeing a final note of any discussions leading to a final decision in an enforcement investigation

FCA publishes asset manager outsourcing review

  • Dentons
  • -
  • United Kingdom
  • -
  • November 8 2013

FCA has published the findings of its thematic review on outsourcing in the asset management sector. The review focused on how asset managers dealt

EFAMA concerned on distribution

  • Dentons
  • -
  • European Union
  • -
  • March 26 2010

EFAMA has released a report which addresses, among other things, how better to distribute retail financial products across Europe

FCA publishes market operator guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • August 30 2013

FCA has published its finalised guidance on its expectations on market operators to ensure their members comply with their rules on an ongoing basis

Financial Regulatory Developments 28 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 28 2014

The Board of IOSCO has held a meeting in Kuala Lumpur, Malaysia, where it focused on growth and emerging markets, announcing the preparation of a

EP postpones CRD4 vote

  • Dentons
  • -
  • European Union
  • -
  • January 18 2013

EP has postponed its vote on the Capital Requirements Directive and related Regulation (CRD4 and CRR), which now is expected to take place on 12

HMRC changes fund manager VAT exemption

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2008

HMRC has realised the change in law to amend the Value Added Taxes Act 1994 due to take effect from 1 October containing some new exemptions from VAT for the fund management industry was too wide

EBF comments on AIFMD implementation

  • Dentons
  • -
  • European Union
  • -
  • April 20 2012

EBF has commented on the controversial draft Delegated Regulation for the implementation of AIFMD