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Results: 1-10 of 3,353

Financial Regulatory Developments 27 February - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • February 27 2015

ESMA has published an addendum to its December 2014 consultation on implementation of the revised Markets in Financial Instruments Directive and

Financial Regulatory Developments 27 February - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • February 27 2015

He Commission has published a staff Working Document outlining its early reflections on the obstacles to the development of deep and integrated EU

Financial Regulatory Developments 27 February - The Institute of Chartered Accountants in England and Wales (ICAEW)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

ICAEW has issued guidance to assist chartered accountants and other professionals who act as skilled persons under FSMA. This guidance replaces

Financial Regulatory Developments 27 February - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • February 27 2015

The Commission Regulation amending the Implementing Technical Standards (ITS) on supervisory reporting under the Capital Requirements Regulation

Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation

Financial Regulatory Developments 27 February - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

Treasury has made the Financial Services and Markets Act (FSMA) (Over the Counter Derivatives, Central Counterparties and Trade Repositories

Financial Regulatory Developments 27 February - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • February 27 2015

IOSCO has published the responses it received to its consultation on Post-Trade Transparency in the Credit Default Swaps (CDs) Market. (Source: IOSCO

New developments in prospectus exemptions to enhance opportunities for raising capital

  • Dentons
  • -
  • Canada
  • -
  • February 27 2015

On February 19, 2015, the Ontario Securities Commission (OSC) introduced a family, friends and business associates prospectus exemption and the

Related party transactions for public joint stock companies

  • Dentons
  • -
  • United Arab Emirates
  • -
  • February 26 2015

In a step to further enhance corporate governance standards in the UAE, the Ministry of Economy issued a ministerial resolution in 2014 (Ministerial

Ships that pass in the night? Will the FCA's recent guidance on retail investment advice have any impact on mis-selling litigation?

  • Dentons
  • -
  • United Kingdom
  • -
  • February 26 2015

The FCA has recently published Finalised Guidance 151 (the Guidance), which promises to consolidate existing sources of guidance on retail