We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 3,388

Financial Regulatory Developments 24 April - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • April 24 2015

Jonathan Hill has spoken on the Capital Markets Union (CMU). He covered: the change in direction and pace of the new Commission, with a focus on

Financial Regulatory Developments 24 April - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • April 24 2015

A Delegated Regulation to supplement the Regulatory Technical Standards (RTS) on specification of margin periods of risk has been published in the

Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly

Financial Regulatory Developments 24 April - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • April 24 2015

ESMA has issued a call for evidence on investments using virtual currency or distributed ledger technology. It is asking stakeholders how virtual

Financial Regulatory Developments 17 April - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2015

ESMA has published the responses to its discussion paper on the share classes of UCITS. (Source: Discussion Paper: Share Classes of UCITS

The EU’s MiFID 2: the scope of the transparency requirements

  • Dentons
  • -
  • European Union
  • -
  • April 15 2015

The EU's Markets in Financial Instruments Directive reform package, comprising a new Markets in Financial Instruments Directive and a new Markets in

Mining issuers: ensure your websites and investor presentations comply with NI 43-101

  • Dentons
  • -
  • Canada
  • -
  • April 13 2015

Mining issuers have their qualified persons (“QPs”) and occasionally legal counsel review technical disclosure, including news releases and technical

Canadian securities regulators review mining issuers’ websites

  • Dentons
  • -
  • Canada
  • -
  • April 13 2015

On April 9, 2015, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 43309 (Review of Website Investor Presentations by Mining

Financial Regulatory Developments 10 April - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • April 10 2015

ESMA has announced that national supervisors have asked it to provide them with databases that will provide a: Central facility in relation to

Financial Regulatory Developments 10 April - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • April 10 2015

IOSCO has published two consultation papers looking at risk management in trading venues and market intermediaries, with a focus on finding any gaps