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Financial Regulatory Developments 21 November - European Banking Association (EBA)

  • Dentons
  • -
  • European Union
  • -
  • November 21 2014

EBA has updated its FAQs on the single banking rulebook. (Source: EBA Updates Single Rulebook FAQs

Financial Regulatory Developments 21 November - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • November 21 2014

The Commission Delegated Regulation on Regulatory Technical Standards (RTS) for identifying global systemically important institutions (G-SIIs) in

Financial Regulatory Developments 21 November - Agency for the Cooperation of Energy Regulators (ACER)

  • Dentons
  • -
  • European Union
  • -
  • November 21 2014

ACER has published a consultation paper on a provisional list of organised market places for the purposes of the Regulation on Energy Market

Financial Regulatory Developments 21 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 21 2014

ESMA has updated its 2014 Risk Dashboard for the third quarter of 2014. (Source: ESMA Updates Risk Dashboard) ESMA publishes CRR indices and exchanges

Financial Regulatory Developments 21 November - International Organisations for Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • November 21 2014

IOSCO has published preliminary findings of its peer reviews of money market funds (MMF) and securitisations reforms. The final reports will be

Financial Regulatory Developments 21 November - European Systemic Risk Board (ESRB)

  • Dentons
  • -
  • European Union
  • -
  • November 21 2014

The chairman of ESRB, Mario Draghi, has appeared before the Economic and Monetary Affairs Committee (ECON) at the European Parliament. He announced

New capital raising platform - TSX Private Markets to help private companies raise money

  • Dentons
  • -
  • Canada
  • -
  • November 15 2014

In efforts to facilitate access to capital for emerging companies, the TMX Group has now launched TSX Private Markets, a new business designed to

Financial Regulatory Developments 14 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

ESMA has launched a call for evidence to help it draft its Opinion on passporting under the Alternative Investment Fund Managers Directive (AIFMD

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 14 November - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Presidency has published a compromise text for the Money Market Funds Regulation. (Source: Presidency Publishes MML Compromise