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Results: 1-10 of 3,316

Financial Regulatory Developments 30 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

Treasury has published a summary of responses it received to its consultation on implementation of the Mortgage Credit Directive (MCD) into UK law

Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised

Financial Regulatory Developments 30 January - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • January 30 2015

The Commission has announced a successful start to discussions between Member States on capital markets union. It plans to remove barriers to

US hedge fund manager issues threat to "Big Pharma" patent portfolios

  • Dentons
  • -
  • USA
  • -
  • January 26 2015

In 2012, the America Invents Act (AIA) created new Patent Office procedures for challenging the validity of issued US patents. These procedures have

Financial Regulatory Developments 23 January - Financial Services Consumer Panel (FSCP)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

FSCP has published a position paper on its concerns about the recast Insurance Mediation Directive (now known as the Insurance Distribution Directive

Financial Regulatory Developments 23 January - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • January 23 2015

ESMA has concluded a Memorandum of Understanding (MOU) with the Hong Kong Securities and Futures Commission (HK SFC). The MoU establishes cooperation

Financial Regulatory Developments 23 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

PRA has published a policy statement with final rules on its consultation on implementing the BRRD, together with supervisory statements on recovery

Financial Regulatory Developments 23 January - Cases

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435

Financial Regulatory Developments 23 January - European Commission (Commission)

  • Dentons
  • -
  • European Union, USA
  • -
  • January 23 2015

There was a meeting of the US-EU Financial Markets Regulatory Dialogue on 12 January. The Commission and ESMA participated with several US government

Financial Regulatory Developments 16 January - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2015

The Government has announced its intention to legislate soon for a new regulated activity under the Financial Services and Markets Act for those