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Results: 1-10 of 3,196

Financial Regulatory Developments 29 August - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

ESMA has published its opinion on how it expects national regulators to apply the modifications to the guidelines on money market funds (MMF) which

Financial Regulatory Developments 29 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 29 2014

PRA has published its statements of supervisory policy (SSPs) on: subordinated guarantees and use of capital. This statement sets out PRA's

Financial Regulatory Developments 29 August - European Supervisory Authorities (ESAs)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

The Joint Committee of the ESAs has published the translations of the guidelines for complaints-handling for the securities and banking sectors. They

Financial Regulatory Developments 29 August - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

The Commission has adopted the Delegated Regulation containing regulatory technical standards (RTS) on the identification of the geographical location

Financial Regulatory Developments 29 August - European Systemic Risk Board (ESRB)

  • Dentons
  • -
  • European Union
  • -
  • August 29 2014

ESRB is generally supportive of ESMA's proposal to subject certain classes of OTC interest rate derivatives to central clearing. However, its

Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes

The regulation of covered warrants in the UAE

  • Dentons
  • -
  • United Arab Emirates
  • -
  • August 27 2014

The above regulations in respect of covered warrants have come into effect in the UAE, enabling licensed issuers to issue and trade covered warrants

Conclusion of new agreements between shareholders of Ukrainian joint-stock companies and depository institutions

  • Dentons
  • -
  • Ukraine
  • -
  • August 26 2014

On 12 October 2014 a year will have passed since the Law of Ukraine "On the Depository System of Ukraine" No. 5178-VI (the "Law") entered into force

Financial Regulatory Developments 22 August - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • August 22 2014

EBA has published the final templates for the EU-wide stress test. The templates cover banks' composition of capital, risk weighted assets, profit

Financial Regulatory Developments 22 August - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • August 22 2014

ESMA has made public the responses to its consultation on the clearing obligation for interest rate swaps under the European Market Infrastructure