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Results: 1-10 of 3,370

Financial Regulatory Developments 27 March - agency for the Cooperation of Energy Regulators (ACER)

  • Dentons
  • -
  • European Union
  • -
  • March 27 2015

ACER has published a recommendation on the regime applying to the derivative contracts referred to in section C.6 of the Annex I to MiFID 2 which

Financial Regulatory Developments 27 March - European Banking Authority (EBA)

  • Dentons
  • -
  • European Union
  • -
  • March 27 2015

EBA has published its Final Guidelines on standardised fee terminology for payment accounts in the EU that will help regulators develop provisional

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 27 March - House of Lords EU Economic and Financial Affairs Sub-Committee (HoL EEFAS)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • March 27 2015

HoL EEFAS has issued a report welcoming the Commission's proposals with regards the establishment of a Capital Markets Union (CMU). Findings of the

Financial Regulatory Developments 27 March - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 27 2015

ESMA has published a call for evidence seeking views on the approach to disclosure for Structured Finance Instruments (SFIs) originated andor traded

Financial Regulatory Developments 27 March - International Organisation of Securities Commissions (IOSCO)

  • Dentons
  • -
  • Global
  • -
  • March 27 2015

IOSCO has issued Final Code of Conduct Fundamentals for Credit Rating Agencies (CRAs). The Final Code includes revisions and updates to the current

Financial Regulatory Developments 20 March - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • March 20 2015

He Commission has published a Delegated Regulation amending the Regulatory Technical Standards (RTS) for own funds requirements. (Source: Regulation

Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the

Financial Regulatory Developments 20 March - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • March 20 2015

He Committee on Economic and Monetary Affairs (ECON) in EP has published its report on the proposed Regulation on Money Market Funds (MMF). (Source:

Financial Regulatory Developments 20 March - European Securities and Markets Association (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • March 20 2015

An ESMA peer review has found increased convergence in supervision of automated trading across Europe. It also noted several new challenges for