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Results: 1-10 of 3,073

Financial Regulatory Developments 17 April - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

BoE and the European Central Bank (ECB) have published a joint paper lamenting the shrinking size of the market for asset-backed securities and

Financial Regulatory Developments 17 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

FCA has created new resources on the consumer credit part of its website looking at overdrafts. It has carried out research that suggests that people

Financial Regulatory Developments 17 April - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2014

ESMA has announced that, with effect from 10 April, Eurex Clearing AG has received authorisation to clear derivatives in accordance with EMIR

Financial Regulatory Developments 17 April - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2014

The Commission has welcomed the Council's formal adoption of the Market Abuse Regulation and Directive on Criminal Sanctions against Market Abuse

Financial Regulatory Developments 17 April - Investment Management Association (IMA)

  • Dentons
  • -
  • Global
  • -
  • April 17 2014

IMA has announced the investment activities of the Association of British Insurers (ABI) is to merge with IMA. (Source: IMA and ABI to Merge

Financial Regulatory Developments 17 April - Financial Stability Board (FSB)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2014

FSB has sent the G20 Finance Ministers and Central Bank Governors a letter outlining the work it is carrying out ahead of the Brisbane Summit. In

Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned

Financial Regulatory Developments 17 April - Financial Services Compensation Scheme (FSCS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

FSCS has announced its final levy for 201415 of £276 million. This is significantly less than expected following FSCS' review of claims data. Only

Financial Regulatory Developments 17 April - European Parliament (EP)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2014

In its plenary session on 15 April, EP formally approved the "MiFID 2" package of a revised Markets in Financial Instruments Directive (MiFID) and

Financial Regulatory Developments 17 April - European Fund and Asset Management Association (EFAMA)

  • Dentons
  • -
  • European Union
  • -
  • April 17 2014

EFAMA has replied to ESMA's consultation on draft RTS under the credit rating agencies Regulation (CRA3) on structured finance instruments, the