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New capital raising platform - TSX Private Markets to help private companies raise money

  • Dentons
  • -
  • Canada
  • -
  • November 15 2014

In efforts to facilitate access to capital for emerging companies, the TMX Group has now launched TSX Private Markets, a new business designed to

Financial Regulatory Developments 14 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

ESMA has launched a call for evidence to help it draft its Opinion on passporting under the Alternative Investment Fund Managers Directive (AIFMD

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 14 November - Presidency of the European Union (Presidency)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Presidency has published a compromise text for the Money Market Funds Regulation. (Source: Presidency Publishes MML Compromise

Financial Regulatory Developments 14 November - Council of the European Union (Council)

  • Dentons
  • -
  • European Union
  • -
  • November 14 2014

The Council has confirmed its agreement to the general approach on the Insurance Distribution Directive (IMD 2) and invites the Parliament and

Financial Regulatory Developments 14 November - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

BoE has published an independent report from Lord Grabiner that looked at whether any BoE official was involved in, or aware of, conduct in the FX

Financial Regulatory Developments 7 November - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • November 7 2014

The Commission has published a report assessing the consequences of the country-by-country disclosure requirements under CRD 4. The report concludes

Financial Regulatory Developments 7 November - Financial Stability Board (FSB)

  • Dentons
  • -
  • Global
  • -
  • November 7 2014

FSB has published its fourth annual report on global shadow banking. It looks at statistics from 25 jurisdictions and the euro area and aims to

Financial Regulatory Developments 7 November - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • November 7 2014

OMIClear - C.C.,S.A., a Portuguese CCP received on 31 October authorisation to offer services and activities in the EU under EMIR. (Source: List of

Financial Regulatory Developments 7 November - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • November 7 2014

The Commission Delegated Regulation on Regulatory Technical Standards (RTS) on identifying the geographical location of credit exposures for the