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Results: 1-10 of 3,161

Financial Regulatory Developments 18 July - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

BoE is consulting on the Financial Policy Committee (FPC) use of the leverage ratio. The proposed capital requirement framework for banks including a

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

Financial Regulatory Developments 18 July - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

The Commission services are consulting on the potential economic consequences of country-by-country reporting under the fourth Capital Requirements

Financial Regulatory Developments 18 July - European Central Bank (ECB)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ECB has published its opinion on the proposed Regulation on reporting and transparency of securities financing transactions (SFT Regulation). It

Financial Regulatory Developments 18 July - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

Various legislation made under the Banking Act 2009 relating to the application of the Special Resolution Regime to investment firms takes effect on

Financial Regulatory Developments 18 July - Council of the EU (Council)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

The Council has held discussions on a common agreement towards how to address capital shortfalls and share burdens following stress test results

Financial Regulatory Developments 18 July - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ESMA has launched the consultation on the technical standards and technical advice it has to deliver to the Commission under the Market Abuse

Financial Regulatory Developments 18 July - Agency for the Cooperation of Energy Regulators (ACER)

  • Dentons
  • -
  • European Union
  • -
  • July 18 2014

ACER has published its draft Work Programme 2015. As regards the Regulation on Energy Market Integrity and Transparency (REMIT), ACER expects that

Non-EU investment managers must comply with EU AIFMD by July 22, 2014

  • Dentons
  • -
  • European Union
  • -
  • July 17 2014

The EU Alternative Investment Fund Managers Directive (the "AIFMD"), approved by the European Parliament in June 2011, established a new regulatory

Financial Regulatory Developments 11 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 11 2014

FCA has published its policy statement on regulated fees and levies for 201415. Responses to the consultation expressed some strong views: almost