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Results: 1-10 of 3,208

Financial Regulatory Developments 12 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

ESMA has published translations into all EU languages of its Guidelines on the Principles for Financial Market Infrastructures (FMIs) in respect of

Financial Regulatory Developments 12 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 12 2014

FCA has published its conclusions from its latest review on how non-financial counterparties (NFCs) calculate the clearing threshold for the purposes

Financial Regulatory Developments 12 September - Bank for International SettlementsBasel Committee of Banking Supervision (BISBasel Committee)

  • Dentons
  • -
  • Global
  • -
  • September 12 2014

BIS has published a paper on developments in collateral management services which are driven by increased use of collateral linked to regulatory

Financial Regulatory Developments 12 September - European Private Equity & Venture Capital Association (EVCA)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

EVCA has submitted its response to ESMA's consultations on the Level 2 measures under the revised package for markets in financial instruments (MiFID

Financial Regulatory Developments 12 September - European Commission (Commission)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The new Commission President-elect, Jean-Claude Juncker, has announced the new sectoral Commissioners. The UK gets a leading role, with Jonathan Hill

Financial Regulatory Developments 12 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 12 2014

The Commission has published in OJEU the Implementing Regulation containing implementing technical standards (ITS) on relevant appropriately

Financial Regulatory Developments 5 September - Official Journal of the European Union (OJEU)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

The Payment Accounts Directive (PAD) has been published in the OJEU. Member States must implement it by 18 September 2016. Certain provisions must be

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - European Securities and Markets Authority (ESMA)

  • Dentons
  • -
  • European Union
  • -
  • September 5 2014

ESMA has announced that LME Clear has been added to its list of central counterparties registered under the European Market Infrastructure Regulation

Financial Regulatory Developments 5 September - Bank for International Settlements (BIS)Basel Committee

  • Dentons
  • -
  • Global
  • -
  • September 5 2014

BIS, the International Organisation for Securities Commissions (IOSCO) and the International Association of Insurance Supervisors (IAIS) have