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Results: 1-10 of 153

Commission publishes NBFI crisis management roadmap

  • Dentons
  • -
  • European Union
  • -
  • May 10 2013

The Commission has published a roadmap looking at proposals for crisis management and resolution for NBFI. It looks at the aim of allowing these

LSB publishes bulletin

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

LSB's latest bulletin covers the Government and Financial Services Authority (FSA) consultation on the future regulation of consumer credit. LSB

FCA updates on UCIS distribution

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has not yet submitted proposals for guidance on marketing of unregulated collective investment schemes (UCIS) and close substitutes to its Board

IMCO reports on IMD2 and KID

  • Dentons
  • -
  • European Union
  • -
  • May 10 2013

The Internal Market and Consumer Protection Committee (IMCO) has reported to the Economic and Monetary Affairs Committee (ECON) on the proposals for

FOS consults on VJ extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory

FCA reminds of need for disclosure updates

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to

FCA reminds firms on powers over parents

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has reminded firms of the policy statement the Financial Services Authority (FSA) made in March setting out the circumstances in which FCA would

Treasury updates on SRR extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

Treasury has announced that, before the end of the summer, it will consult on the secondary legislation needed, under the Financial Services Act 2012

IOSCO consults on retail structured products

  • Dentons
  • -
  • Global
  • -
  • April 26 2013

: IOSCO is consulting on a regulatory toolkit for IOSCO members to use when regulating retail structured products (RSP) such as structured notes

FCA bans SIPP director

  • Dentons
  • -
  • United Kingdom
  • -
  • April 26 2013

FCA has censured and banned the director of a SIPP scheme operator for breaches of Statements of Principle 6 and 7. FCA found that he disregarded

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